- Deloitte (New York, NY)
- …or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk ... Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory, Risk...operational , regulatory, and technology risks as well as risk mitigation strategies for our clients + Understand the… more
- Capgemini (New York, NY)
- …or industry roles focused on finance, risk management, or regulatory compliance , ideally within financial services or other regulated sectors. + In ... **Senior Manager** in our **Banking** team focused on **Finance, Risk & Compliance ** , you will lead...will lead transformation programs that strengthen governance, control, and risk management across financial services. You'll design… more
- Highmark Health (Buffalo, NY)
- …appropriate methodology to be used and procedures to be performed for third-party risk , technology, operational compliance , and security programs, across a ... job is responsible for the day-to-day direction of all risk and compliance assessment activities of Highmark... engagements to ensure appropriate security, audit, regulatory and operational risk terms are appropriately addressed. Interact… more
- Capgemini (New York, NY)
- …you will: + Support the delivery of client projects by helping design and implement risk and compliance frameworks across operational , IT, and data privacy ... or industry roles focused on finance, risk management, or regulatory compliance , ideally within financial services or other regulated sectors. + In… more
- NBC Universal (New York, NY)
- …Process Owners, and the Financial Technology Strategy Group, establish an appropriate risk , control and compliance approach which is robust but is adaptable ... governance forums + Support and help guide the operational teams and offshore partner to successfully meet internal...& automation + Experience in implementing / managing Governance Risk Compliance tool + Project management skillset… more
- American Express (New York, NY)
- …of CRA methodology across business units. + Partner with Compliance Officers, Risk SMEs, Operational Risk , Audit, and other stakeholders to review ... field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control evaluation. + Experience… more
- City of New York (New York, NY)
- …was created by Mayor Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, eliminating and preventing waste and ... individual City agencies to help them create and enhance risk management and compliance programs and develop...tools that will enable them to flag programmatic and operational risks. This position works primarily with MoRMC's Audit… more
- HSBC (New York, NY)
- …gravitas and strong leadership type traits + Have good knowledge of Compliance Risk Management frameworks, with a focus on Non- Financial Risk Management ... business processes As our Vice President, Volcker and Enterprise Compliance Risk Steward you will: + Serve...place for the regulations under oversight, including management of operational risk in accordance with policy and… more
- HUB International (New York, NY)
- …+ Run point on ad hoc regulatory projects and other requirements as necessary. Compliance Operational + Manage the annual ADV process including data collection ... advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a...Ethics. A key initiative is identifying, recommending and implementing compliance and operational SEC efficiencies to enhance… more
- New York State Civil Service (Albany, NY)
- …and a solid understanding of the financial services industry, including risk management and compliance requirements.The Department of Financial Services ... Agency Financial Services, Department of Title Surveillance Operations Analyst ( Financial Services Specialist 2 ( Risk ), SG-23) Occupational Category … more