- HSBC (New York, NY)
- …the overall revenues for the Group + Be accountable for financial and non- financial risk , including credit, operational and reputational risk for ... good understanding of credit and financial crime risk management as well as operational ...FINRA: SIE, series 7, 24, 63 and 79 In compliance with applicable laws, HSBC is committed to employing… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- CBRE (Albany, NY)
- …not limited to: commercial terms, areas of risk and reward, operational compliance , cost control, financial responsibilities and liabilities, milestone ... local management meetings. **Commercial Solutions** + Provide commercial solutions to operational challenges to promote reducing risk and maximizing… more
- JPMorgan Chase (New York, NY)
- …and experience in cybersecurity architecture, controls, and operations. + Knowledge of compliance , conduct, and operational risk management frameworks and ... Collaborating with diverse partners across the company, including Cybersecurity, Technology, Risk Management & Compliance , Legal, Human Resources, and Regulatory… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... Experience as a practicing attorney in private practice supporting financial services clients or in a financial ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... market data feeds, ensuring low-latency and high-reliability execution, implementing pricing, risk , and analytics models, supporting regulatory and compliance … more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
- City of New York (New York, NY)
- …include but may not be limited to: - Plan, coordinate and conduct detailed financial , operational , and management audits, reviews of DCAS' vendor contracts, and ... more about the work we do. DCAS' Audit & Compliance Services unit (ACS) resides within the Commissioner's Office....required Federal grant reporting; the coordination of the City's Financial and Single Audits; the preparation and review of… more
- M&T Bank (New York, NY)
- …10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance / operational /model risk controls and other second line of defense ... risk management + Minimum of 2 years' statistical analysis programming experience + Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA)… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... in rates derivatives modeling and implementation. Familiarity with pricing models, risk analytics, and financial instrument behavior under various market… more