- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... reports to support business insights and decision-making. + Familiar with the financial services space, including basic reporting and operational workflows. +… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, and ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, and ... capabilities. + **Stakeholder Engagement & Governance:** + Collaborate with key stakeholders in Risk , Compliance , Technology, and the Business to stay ahead of… more
- City of New York (New York, NY)
- …was created by Mayor Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, addressing waste and mismanagement, ... and operational risks. The Mayor's Office of Risk Management and Compliance (MoRMC) is seeking...projects (agency, inter-agency and otherwise) to identify and assess operational and financial risks, compliance … more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- … appetite + Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code ... a team of Business Finance professional roles that provide strategic financial analysis, insights, decision support and/or reporting results and/or provide guidance… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- TD Bank (New York, NY)
- …broad impact; typically oversees standards, controls and operating methods that have significant financial and operational impact within the context of their own ... 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with...issues + Providing tax advice with respect to new financial products and business activities + Drafting file memos… more
- American Express (New York, NY)
- …on key risks inherent in the business unit's activities, including credit risk , market risk , operational risk , compliance risk , strategic risk ... analytics on #TeamAmex. **Business Unit/Role Specific Info** The Global Risk & Compliance Organization ("GRC") independently oversee...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more