- TD Bank (New York, NY)
- …that focuses on competitive product functionality, operational effectiveness, effective risk management and strong financial performance. The Lockbox Senior ... broad impact; typically oversees standards, controls and operating methods that have significant financial and operational impact within the context of their own… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... experience, education + 5+ years of working in the financial industry especially in the trading environment + 3+...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- BlackRock (New York, NY)
- …needed to manage money in real time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools ... on a single platform to power informed decision-making, effective risk management, efficient trading, and operational scale. Through Aladdin, the firm offers to… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... lines and sanction screening queues. + Help set up compliance , financial crime and fraud detection and...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, and ... years of relevant experience in audit or other relevant role in the financial services, risk management, banking, or card products industry + BA or BS in… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- American Express (New York, NY)
- …in data governance, risk management, internal controls, audit, or data compliance within the financial services industry + Experience working with data ... risk principles and integrating them into operational processes **Preferred Qualifications:** + Familiar with governance frameworks and processes for New Product… more
- SMBC (New York, NY)
- …Collateralized Loan Obligations issuance process + Knowledge of Capital Markets, CLO, Loans compliance and risk management requirements & best practices + Strong ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...pertaining to processes and controls. * Coordinates management of risk appetite, limits and guideline setting & issue management… more
- AON (NY)
- …+ Underwriting experience is a strong plus. + Ensure product and operational compliance with all applicable federal, state, and international insurance ... + Underwriting experience is a strong plus. + Ensure product and operational compliance with all applicable federal, state, and international insurance… more