- Citigroup (New York, NY)
- …technology, regulatory and administrative duties in conjunction with the team, including financial , staffing, quality, risk and regulatory matters + Execute ... projections based on risks and opportunities + Ensure compliance with financial guidelines, company policies and...financial concepts + Problem solving attitude + A Risk and Control mindset + Project management capabilities +… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... a deal team. + Conduct due diligence and analyzing financial statements that support payments & liquidity recommendations. +...with diverse teams on a variety of tasks, including compliance and risk management responsibilities. + Provide… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (New York, NY)
- …workplace safety, data retention, and privacy + Audit employment policies, practices, and compliance initiatives while identifying areas of risk + A recognized ... management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, CAO, CCO), the Legal Management Council… more
- Wells Fargo (Buffalo, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- City of New York (New York, NY)
- …was created by Mayor Eric Adams to assist City agencies in identifying and addressing operational , financial and compliance risks, in order to improve the ... Job Description The Mayor's Office of Risk Management and Compliance (MORMC), which...projects (agency, inter-agency and otherwise) to identify and assess operational and financial risks, compliance … more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, and ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Neuberger Berman (New York, NY)
- …enhancement opportunities to mitigate risk + Evaluate the integrity of operational data and ensure compliance with established policies, procedures and ... other members of the Internal Audit department, Legal & Compliance , Operations, Risk , Front Office personnel, and...with Technology Audit to conduct integrated audits for bother operational and technical controls + Prepare and present audit… more