- Axis (New York, NY)
- …Collaboration** + Partner with IRM Security, Disaster Recovery, Operational Risk , Enterprise Risk , Audit/ Compliance , and Communications to ensure ... also includes oversight of the Business Continuity team and platform, ensuring operational readiness and alignment with enterprise risk management objectives.… more
- TD Bank (Brooklyn, NY)
- …interaction, one Customer at a time **Shareholder Accountabilities:** + Ensures compliance when completing operational activities in accordance with company ... liaison that is integral to delivering TD's Brand promise by utilizing financial expertise and consultative advice to assist Customers with their banking… more
- Capgemini (New York, NY)
- …focused on operational resilience, risk management, or regulatory compliance , ideally within financial services or other regulated sectors. + Bachelor's ... As a **Manager** or **Senior Manager** in our **Banking** team focused on ** Operational Resilience** , you will lead critical programs that strengthen the stability… more
- Bank of America (New York, NY)
- …with tight timelines + Collaborate across Global Markets teams (ops, trading, sales, risk , credit, COOs, legal, compliance , technology) to resolve issues quickly ... are guided by a common purpose to help make financial lives better through the power of every connection....related to Trade Support functions + General knowledge of operational processing and risk control skills including… more
- American Express (New York, NY)
- …with diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, and ... + 10 years of experience in analytics, audit, or risk roles within the financial services industry....competing priorities while maintaining high standards of quality and compliance . + Committed to developing talent, promoting a culture… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... a strong focus on payments initiatives; experience in the financial services industry is highly desirable. + 2+ years...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Citigroup (New York, NY)
- …management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, CAO, CCO), the Legal Management Council ... are or will be integrated into Citi's management and financial reporting structure + Responsible for legal issues through...issues through preventative and proactive legal advice and identifying risk relating to M&A transactions + A subject matter… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Guardian Life (New York, NY)
- …critical to enhancing Guardian's security posture through innovation, automation, and operational excellence, while ensuring regulatory compliance and fostering ... guidance to business and technology teams on secure architecture, risk mitigation, and compliance . + Act as...realize their dreams through a range of insurance and financial products and services. Our Purpose, to inspire well-being,… more