- Hillside Family of Agencies (Rochester, NY)
- …ensures that all contractual agreements align with legal, financial , and operational standards, while minimizing risk to the organization. This role manages ... Oversee the receipt and assessment of proposed service contracts, conducting high-level risk and impact analyses, ensure compliance and initiate internal review… more
- UMB Bank (Albany, NY)
- …for performing independent, quality control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This ... timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + Evaluate operational documentation for… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...process owner for variable pay and deferred equity, ensure compliance within the group and by service providers. Cost… more
- SMBC (New York, NY)
- …resolution skills, with the ability to drive cross-functional collaboration. + Prior risk managment within a complex regulatory and financial environment. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...pertaining to processes and controls. + Coordinates management of risk appetite, limits and guideline setting & issue management… more
- Trinity Health (Albany, NY)
- …advancements in Oncology care and clinical best practices. ** Compliance & Risk Management:** + Support operational leaders in ensuring services comply with ... on statewide integration of THNY's regional Oncology service line to drive financial , operational and strategic priorities. The Administrative Director is _not_… more
- TD Bank (New York, NY)
- …Establish robust controls and governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in ... systems for P&L attribution, IPV (Independent Price Verification), valuation control, and risk -based financial analysis. . Drive initiatives for real-time data… more
- SMBC (New York, NY)
- …management. Expertise in model risk , credit risk , market risk , liquidity risk and or operational risk management expertise is a plus. + Strong ... and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member activities with all...regulatory environment including familiarity in financial services risk … more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- Santander US (Brooklyn, NY)
- …to improve operational outcomes. + Strong knowledge of company policy, compliance regulations, risk management and loss prevention. + Ability to work ... with various transactions, including deposits, withdrawals and payments. + Oversee operational risk control measures to safeguard branch assets, including… more
- TD Bank (New York, NY)
- …Own the product lifecycle: from strategic roadmap, pricing, and structuring to operational design, regulatory compliance , and end-to-end delivery. + Drive ... strategies across trade corridors. + Strong command of credit principles, risk participation, counterparty frameworks, and trade-related compliance . + Partner… more