- JPMorgan Chase (New York, NY)
- …work, and stakeholders ranging from technology to Legal, Risk , and Compliance . JPMorganChase, one of the oldest financial institutions, offers innovative ... teams, and Global Private Bank (sales) functions, as well as Technology, Legal, Risk , Compliance , and Marketing, to design and deliver solutions that enhance… more
- American Express (New York, NY)
- …3rd (Internal Audit) line of defenses, Technology, and Regulatory Reporting teams to ensure compliance with data risk policies. + Support or lead various audits, ... new policies or policy refreshes - Enterprise Data Management Operational Policy and Enterprise Data Risk Policy...with multiple stakeholders. + Experience in policy implementation and risk mitigation. + Knowledge of AXP Financial … more
- Scotiabank (New York, NY)
- …sales, structuring, pricing, execution, funding, risk management, legal, compliance , client management/onboarding and all operational pieces. Analyze US ... to provide tailored derivative solutions. Understand and articulate the mechanics and risk profile of transactions. Partner with Equity Capital Markets and Corporate… more
- TD Bank (New York, NY)
- …for top-tier client interaction and relationship management. + Deep understanding of regulatory compliance and risk management in the finance industry + Strong ... in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams to ensure that all regulatory, … more
- PNC (New York, NY)
- …with team members and business partners **Job Description** + Independently assists in financial , compliance , and/or operational audit reviews, including the ... Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics...select programs fully paid; a robust wellness program with financial incentives. In addition, PNC generally provides the following… more
- TD Bank (New York, NY)
- …FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements + Knowledge of ... possible. The WMP will be accountable for delivering strong financial results and growing market share while building upon...results and growing market share while building upon TD's risk , control and cultural standards. The WMP will be… more
- Rubrik (Albany, NY)
- …Rubrik, Inc. has an amazing product, a supercharged team and the financial backing of Lightspeed Ventures, Greylock Partners and Khosla Ventures. Bottom line, ... privacy per requirements and regulations; + Perform ongoing activities in compliance with service and contractual obligations; + Participate in role-based training,… more
- Huntington National Bank (New York, NY)
- …+ Immediate and concise communication of actual or potential counter-party performance, compliance or facility level credit or operational problems. + Effective ... senior management approved team strategy to meet assigned goals, mitigate and maintain risk oversight of the group's credit relationships; operate at a level of… more
- Brockport Central School District (Brockport, NY)
- …District. This position is responsible for providing leadership and oversight of all financial and operational functions to ensure the effective and efficient ... + Oversees accounting, payroll, purchasing, accounts payable, accounts receivable, and financial recordkeeping functions. + Ensures compliance with state and… more
- KeyBank (Rochester, NY)
- …distinctive quality service. Lead Tellers ask questions and listen to clients to uncover financial needs and transition clients to a banker to have a deeper ... financial wellness conversation. Lead Tellers help observe and provide...coaching to Tellers to enhance the client experience and operational effectiveness and are responsible for day-to- day Teller… more