- Citigroup (New York, NY)
- …complex software projects on time and within budget. + Strong knowledge of operational risk management, regulatory compliance , and control frameworks in ... to oversee and drive strategic engineering and application development initiatives within the Operational Risk domain, with a strong emphasis on data governance… more
- American Express (New York, NY)
- …for a dynamic Engineering Director specializing in ServiceNow to join the Global Risk & Compliance Technology (GRCT) organization. The GRCT team crafts, ... You can inspire engineering teams to implement a maintainable and efficiently operational Integrated Risk Management platform within the ServiceNow ecosystem and… more
- Sunrise Senior Living (Plainview, NY)
- …with the community leadership team to promote resident safety and compliance with Risk Management national/provincial regulations pertaining to occupational ... for oversight and implementation of all Care programs, regulatory compliance , recruiting, and performance management. **RESPONSIBILITIES & QUALIFICATIONS** **Essential… more
- Sunrise Senior Living (Suffolk County, NY)
- …+ Partners with the community leadership team to promote resident safety and compliance with Risk Management and OSHA/British Columbia Workers Compensation Act ... for oversight and implementation of all Care programs, regulatory compliance , recruiting, and performance management. **RESPONSIBILITIES & QUALIFICATIONS** **Responsibilities:**… more
- TD Bank (New York, NY)
- …based on risk , impact, and value. + Work with Front Office, Compliance , Surveillance, Legal, and Risk to capture voice recording requirements and ensure ... infrastructure to manage the end-to-end lifecycle, costings, design and operational excellence of our voice recording platforms supporting our Wholesale… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- JPMorgan Chase (New York, NY)
- …to optimize and deliver on well-defined workstreams, and is passionate about driving operational excellence in a traditional financial function. This role is ... working relationships with stakeholders across distinct functions including Legal, Risk , Compliance Operations, and Technology **Required qualifications,… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . What You'll ... streamline and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas,… more
- TD Bank (Brooklyn, NY)
- …required job specific, compliance -related training + Understands, utilizes and follows compliance / risk and control programs + Ensures ongoing compliance ... and complies with TD Code of Conduct **Shareholder Accountabilities:** + Ensures compliance when completing operational activities in accordance with company… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... from inception to closing, creating client and prospect pitchbooks, presentations, financial modeling and research, credit related activities including review of… more