- City National Bank (New York, NY)
- …to match client needs, and is responsible for monitoring and mitigating any operational risk factors. WHAT DO YOU NEED TO SUCCEED? *Required Qualifications** ... and individual goals and objectives, while ensuring CNB credit quality and risk management guidelines are maintained. Presents a variety of product solutions to… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champions ... existing technology platforms, implementation of new technology, developing business specific financial statements / MIS, creating an enhanced funding model and… more
- City National Bank (New York, NY)
- … - strong understanding of the regulatory environment CNB operates in to manage risk and ensure compliance (includes deep knowledge of CIP and KYC) * ... & personal clients. They will act as a trusted strategic advisor, providing financial advice & consistently connecting client needs with CNB's products and service… more
- Citigroup (New York, NY)
- …be executed on their behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate. + Uncover ... + Anticipate events in a client's life and business which have significant financial implications. + Serve as a trusted advisor to clients who frequently seek… more
- Alkegen (Buffalo, NY)
- …monthly basis, understanding any causes of over (and under) spend; contribute to operational financial (budget) planning of safety items / consumables (PPE) and ... the field of HSE and will work closely with operational teams to achieve world-class safety performance. The role...the site has robust systems and procedures that demonstrate compliance with all relevant national legislation in the area… more
- American Express (New York, NY)
- …multiple domains + Demonstrated control mindset, with preference of previous experience in operational risk and compliance at a Bank. **Preferred ... + Support PMO forums for GCS, interface with organization-wide committees (eg, Operational Risk Management Committee), and share insights (eg, Community of… more
- SMBC (New York, NY)
- …escalating issues to the right stakeholders at the right time. + Partner with Compliance , Risk , Audit, and Technology teams to ensure program objectives align ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...cross-functional programs involving multiple stakeholders across lines of business, risk , compliance , and technology. + Understanding of… more
- Ready Computing LLC (New York, NY)
- …detailed status updates and performance reporting tailored to executive stakeholders. ** Risk Management & Compliance ** + Identifies, assesses, and mitigates ... for guiding cross-functional teams, refining delivery practices, and driving operational improvements that elevate both project outcomes and client satisfaction.… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Santander US (New York, NY)
- …Ensure transaction timelines and deliverables are met under deadlines. + Adhere to compliance procedures and internal/ operational risk controls in accordance ... Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our… more