- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Financial Crimes Risk Manager (Director Financial Services Programs 1, SG-31) Occupational ... Department of Financial Services is seeking candidates for the position of Financial Crime Risk Manager, (Director Financial Services Programs 1), in… more
- US Bank (New York, NY)
- …recommendations to Lines of Business and assists in the implementation of Risk /Audit/ Compliance initiatives. **Basic Qualifications** - High school diploma or ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- HSBC (New York, NY)
- …and gaps and put in place activity to resolve these + Adhere strictly to compliance and operational risk controls in accordance with HSBC and regulatory ... clear and updated documentation in all credit files including financial statements, financial spreading, credit applications, validation...loss events **Management of Risk ** + Apply compliance , operational risk controls in… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... conduct risk , including but not limited to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- American Express (New York, NY)
- …that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... Express. Alongside credit risk management, you will be responsible for minimizing operational risk across your portfolio. The objective will be to establish… more
- TD Bank (New York, NY)
- …**Job Description:** **_The Group Risk Specialist will be part of the Operational Risk Management Team covering Treasury and Finance._** _Recently the team's ... defense to ensure proper oversight and strategic assessment of the governance, control, and operational risk structure._ The Group Risk Specialist provides a… more
- Citigroup (Getzville, NY)
- …corrective actions taken to improve controls. + Interact with Markets 1LOD teams, Operational Risk Management, Compliance , Internal Audit and other functions ... global network of contacts within the business, Markets Controls, Operational Risk Management, Compliance , Internal...applicable field required. + 2-5 years' work experience in financial services + Experience in Risk Management… more
- SMBC (New York, NY)
- …Develop and execute the bank's strategy for climate-related financial risk assessment and analytics. **Regulatory Compliance & Reporting:** Partner with ... functions, eg regulatory reporting, legal, compliance , sustainability, risk verticals, to prepare climate-related financial ...risk , operational risk , market risk , and sustainability team, to align climate-related financial… more
- Citigroup (Getzville, NY)
- …the firm are in compliance with the minimum requirements of the Operational Risk Management team. **Responsibilities** : + Support the development and ... Individuals in Operational Risk establish and manage ...experience ( Financial Sector) + Previous experience supporting risk management, compliance , governance, or controls related… more
- New York Power Authority (White Plains, NY)
- …of risk including, Market Risk , Operational Risk , Credit Risk , Liquidity Risk , Financial Instrument Risk + General knowledge of ... roll-up/alignment process + Work with the Enterprise and/or Operational Risk team , NYPA management, and...leadership to ensure effective alignment of the enterprise and operational processes with Internal Audit, Compliance , and… more