- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, and ... of internal audit methodologies + Experience within Operational /Enterprise Risk Management, Financial Crime and Compliance . **Non-considerations… more
- Citigroup (Getzville, NY)
- …corrective actions taken to improve controls. + Interact with Markets 1LOD teams, Operational Risk Management, Compliance , Internal Audit and other functions ... global network of contacts within the business, Markets Controls, Operational Risk Management, Compliance , Internal...applicable field required. + 2-5 years' work experience in financial services + Experience in Risk Management… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Marex (New York, NY)
- …required. + Solid understanding of Operational Risk and Regulatory Compliance in the financial services industry. + Bachelor's degree in a related ... and UK Risk teams. + Work with Operational Risk to perform RCSAs on acquisitions....in financial services or consulting for a financial services firm. + Experience in Enterprise Risk… more
- SMBC (New York, NY)
- …Develop and execute the bank's strategy for climate-related financial risk assessment and analytics. **Regulatory Compliance & Reporting:** Partner with ... functions, eg regulatory reporting, legal, compliance , sustainability, risk verticals, to prepare climate-related financial ...risk , operational risk , market risk , and sustainability team, to align climate-related financial… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of ... are guided by a common purpose to help make financial lives better through the power of every connection....Compliance * Drive execution improvements to ensure consistent operational live monitoring practices are in place and adhered… more
- American Express (New York, NY)
- …Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within BU processes to ensure adherence to regulatory standards, ... team is responsible for helping AENB attain all established operational and financial goals as well as...(supplemental to BU process owners testing) and compile key operational risk trends, activities, and events +… more
- TD Bank (New York, NY)
- … oversight experience + Proven experience managing regulatory interactions + Operational risk oversight and challenge and experience **Customer ... requires close collaboration with Enterprise Insider Risk Management, first-line risk owners, cybersecurity teams, HR, compliance , internal audit, and legal… more
- CIBC (New York, NY)
- … assessment process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. The role is accountable for ... Capital Markets Front Office teams, and the Infrastructure and Risk / Compliance Partners. The Team supports the...to identify and evaluate risks and controls according to operational risk standards, policies and procedures. +… more
- TD Bank (New York, NY)
- …and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to ... manage key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment,… more
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