- Citigroup (New York, NY)
- …across cross functional teams. + Knowledge of best practices in Operational Risk , Compliance , Credit and Financial Operations. + Advanced analytical ... Leadership team and their specific organizations with assessment of operational , compliance and reputational risks and the...+ FINRA licenses: 7,66 (or 63&65) **Job Family Group:** Risk Management **Job Family:** Operational Risk… more
- CIBC (New York, NY)
- … assessment process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. The role is accountable for ... Capital Markets Front Office teams, and the Infrastructure and Risk / Compliance Partners. The Team supports the...to identify and evaluate risks and controls according to operational risk standards, policies and procedures. +… more
- TD Bank (New York, NY)
- …-on experience (from a 1st Line or 2nd Line perspective) in non- financial risk assessment **Customer Accountabilities:** + Develops and operationalizes ... business operational or relevant loss data + Establishes and provides regular risk analysis and reporting on operational loss performance of the business +… more
- SMBC (New York, NY)
- … management, compliance , or transaction banking. + Strong understanding of operational risk , financial crime prevention, and regulatory frameworks (AML, ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Compliance , Technology, and Product teams to ensure effective risk controls. + Monitor and report on operational… more
- Citigroup (New York, NY)
- …fail to maintain these standards **Qualifications** : + 10+ years of experience in Operational Risk Management, Audit, Compliance or other control function + ... role in managing the bank's diverse risks to ensure financial stability and sustained growth. This involves the identification...and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi's Risk Policy. +… more
- SMBC (New York, NY)
- … risk , liquidity risk , operational risk , market risk , and sustainability team, to align climate-related financial risk management efforts. ... tools. You will also help advise senior leaders in Risk , Business, and Regulatory Compliance functions on...integration into Credit, Liquidity, Operational and Market risk , etc. + Support development of climate-related financial… more
- S&P Global (New York, NY)
- …The In-Business Controls team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We pride ourselves on our ... operations. Our team values integrity, transparency, and a proactive risk & control support for the 1st Line, ensuring...we consistently meet the highest standards of performance and compliance . **The Role** Reporting to the Head of In-Business… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial -Regulatory-Reporting--GM-NFRR-- Operational -Monitoring\_25004657) **Job Description:** At Bank of America,… more
- Citigroup (Queens, NY)
- …across cross functional teams. + Knowledge of best practices in Operational Risk , Compliance , Credit and Financial Operations. + Advanced analytical ... leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational , compliance...+ 20+ years of leadership experience in large global financial firms. + Deep global risk assessment… more
- Bloomberg (New York, NY)
- …Risk Manager - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044601 **Description & Requirements** The energy of a ... a Vendor Risk Manager with a strong background in Information Security, Operational Resilience, Technology Audit and/or Risk Management. You will work with… more