- Ally (Raleigh, NC)
- …experience required with at least 3+ years experience in financial services. Operational Risk Management, Compliance , or Internal Audit experience highly ... few days each week with some remote days. The Operational Risk Manager will be responsible for...compliance and assessed against the business need and risk appetite framework. * Analyze data to draw meaningful… more
- American Express (Charlotte, NC)
- …and maintain strong strategic relationships across Global Financial Crimes Compliance , Operational Risk Management, Privacy, Internal Audit, ... eight (8) years or more of progressive and demonstrated compliance experience in the financial services industry,...Act regulations and requirements. + Deep understanding of how operational and compliance risk is… more
- Citizens (Charlotte, NC)
- … Management Principles: A solid understanding of various risk types (eg, operational , financial , compliance , reputational) and risk management ... and implementation of adequate and effective controls to mitigate risk in an embedded payment relationship. + Financial...MBA a plus + 5-8 Years experience in Audit, Risk Management, Compliance related roles + Preferred… more
- Wells Fargo (Charlotte, NC)
- …CROs + Strategic Risk + Core Risk Track + Compliance + Financial Crimes + Operational Risk + Risk CROs + Strategic Risk **In this role, ... SQL, and/or Python, compliance , operational risk , and/or experience in the financial services...of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ),… more
- EverBank (Charlotte, NC)
- …preparation of detailed programs for audits, the review of complex financial , operational , compliance and risk systems, processes and procedures to ... of diverse scope performing highly confidential and/or complex financial , operational and integrated audits using the organization's risk based internal… more
- EverBank (Charlotte, NC)
- …the execution of detailed programs for audits, the review of financial , operational , compliance and risk systems, processes and procedures to determine ... supervision, this job works on problems of diverse scope performing complex financial , operational and integrated audits of the company's operations using… more
- American Express (Charlotte, NC)
- …programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related regulations and ... Compliance organization and led by the Chief Risk Officer, manage operational risks associated with...**Required Qualifications:** + Minimum four years of experience in risk management within the banking/ financial services industry… more
- American Express (Charlotte, NC)
- …Global Risk and Compliance organization and led by the Chief Risk Officer, manage operational risks associated with Information & Cyber Security Risk ... disaster recovery, dependency risk management, resiliency monitoring, operational vulnerability management and resiliency compliance management. +… more
- Regions Bank (Charlotte, NC)
- …or financial industry **Preferences** + Knowledge of Enterprise Governance, Risk Management and Compliance (EGRC) technologies*Knowledge of the Committee of ... Organizations (COSO) framework, digital compliance , data management standards, financial statement reporting risk , internal controls, and United States… more
- American Express (Apex, NC)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... us define the future of American Express. The Global Risk & Compliance Organization is an independent...of effective operational risk management programs throughout the company,… more