- TD Bank (Charlotte, NC)
- …information with discretion **Preferred Skills:** + Experience in non- financial , operational , or compliance risk **Customer Accountabilities:** + ... business operational or relevant loss data + Establishes and provides regular risk analysis and reporting on operational loss performance of the business +… more
- US Bank (Charlotte, NC)
- …the proven skills and experience to contribute toward the success of the Payments Risk Operational Loss Reporting program and in the ongoing process and/or ... from Day One. **Job Description** SUMMARY The Payments RCA ( Risk , Compliance & Audit) Professional will have...experience. PREFERRED SKILLS/EXPERIENCE - 3+ years of experience in operational risk management and/or issue management. -… more
- Guidehouse (Charlotte, NC)
- …that result in measured profitable sales for Guidehouse: * Risk , controls, and compliance * Security and operational risk management * Operational ... to be a leader and build upon the power of Guidehouse's unique assets in Financial Crimes, Risk and Compliance to drive unmatched value to client and firm +… more
- CIBC (North, NC)
- …as the Maintenance Officer for Operational Process Controls (OPCs), Financial Process Controls (FPCs) and Regulatory Compliance Management (RCM) controls. ... & Oversight enables the Bank's strategic mandate to maintain financial strength and risk discipline while advancing...clients to understand their priorities and advise them on Operational risk management solutions. Use your knowledge… more
- TD Bank (Charlotte, NC)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The **Senior Manager, ... Financial Crimes Risk Investigations - Intelligence & Emerging Risk ...investigations into potential money laundering, terrorist financing, and other financial crimes, and ensures compliance with regulatory… more
- American Express (Apex, NC)
- …key US banking regulations (eg, BSA/AML, UDAAP, Reg Z, Fair Lending). + Experience supporting compliance or operational risk within a business or first line ... to design and enhance controls that mitigate regulatory and operational risks. + Monitor business activities for compliance...+ 4 years of experience in compliance , risk management, or control-related roles in financial … more
- US Bank (Charlotte, NC)
- …audit or issue validation. - Strong knowledge of issue management frameworks, operational risk and/or regulatory expectations. - Experience in payments, fintech ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...program. - Collaborate with business leaders, business SME's, Control, Compliance , Operations Risk , Legal and other partners… more
- Wolters Kluwer (Cary, NC)
- …Safety Management. + Functional knowledge of key business domains such as EHS, Compliance and Operational Risk , with experience aligning Enablon capabilities ... and Enablon (https://www.wolterskluwer.com/en/solutions/enablon) , the recognized leader in EHS and Operational Risk Management solutions. **What We Offer: **… more
- CIBC (North, NC)
- …complete. You also provide risk guidance in developing, reviewing and maintaining operational risk and compliance policies and procedures as it relates ... as the Maintenance Officer for Operational Process Controls (OPCs), Financial Process Controls (FPCs) and Regulatory Compliance Management (RCM) controls.… more
- TD Bank (Charlotte, NC)
- …and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to ... manage key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment,… more