- Fujifilm (Durham, NC)
- …to integrate validation processes into project workflows, ensuring seamless execution and compliance . + **Regulatory Compliance & Risk Management:** Oversee ... the preparation and review of validation documentation and conduct risk assessments to ensure compliance and mitigate potential issues. + **Audit Facilitation &… more
- TD Bank (Charlotte, NC)
- …related field.** + **Minimum of 8-10 years of experience in compliance , risk , or business operations within financial services or a similarly regulated ... a mission to build a more resilient and scalable compliance risk management function. As part of...voice of the program is represented in enterprise-wide transformations. ** Operational Leadership** + Support the AVP of Compliance… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... develop a team to anticipate and understand clients' businesses, strategic objectives, operational priorities, and financial positions within the context of… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals, and physical control of… more
- Capco, a Wipro Company (Charlotte, NC)
- **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco you will play a lead role delivering projects, ranging from ... to large scale change initiatives, for leading clients across financial services. Capco FRC is a global team that...across all areas of the front office, operations, technology, risk , finance and compliance . **About the Job:**… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make...new products, services and other initiatives that have significant operational or financial impact + Integrates the… more
- American Express (Apex, NC)
- …* 10 Years experience in risk management with deep understanding of financial crimes and compliance risk , including AML, sanctions, fraud, and ... risk framework * Work with 2LOD Global Financial Crimes Compliance (GFCC) and 1LOD ...anti-bribery and corruption frameworks. Understanding of critical operational risk management lifecycle activities * Experience… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... and Warehouse lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance … more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- American Express (Apex, NC)
- …needed **Key Responsibilities:** + Serve as the primary financial crime risk leader within the business, ensuring compliance with applicable laws, ... accountability and performance excellence. **Qualifications:** + 7-10 years of experience in financial crimes compliance , risk management, or business… more