- Citigroup (Charlotte, NC)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- American Express (Charlotte, NC)
- …partners and internal stakeholders (eg, other Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent ... management. The successful candidate will proactively manage an effective compliance risk management oversight program for the...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- The Clorox Company (Durham, NC)
- …internal audit objectives and company priorities. + Assist in identifying and assessing operational , compliance , and financial risks. + Conduct audit ... and investigations. This role assists in identifying and mitigating business, financial , technology, and operational risks while helping to strengthen internal… more
- Truist (Charlotte, NC)
- …Identifies and assesses Truist's Corporate cybersecurity legal, regulatory and industry compliance . Assist in managing cybersecurity risk and compliance ... response for identified Audit and compliance gaps. + Ensure internal compliance to SOX requirements. Understand and communicate operational direction to… more
- TD Bank (Charlotte, NC)
- … coverage, and reporting to support monitoring and testing by 2nd line including compliance risk and controls + Works with other first, second- and third-line ... into the strategic vision for the Bank's approach to compliance risk coverage + Leads second line...10+ years related experience required + In-depth knowledge of financial services, regulatory industry practices + Strong data analytic… more
- TD Bank (Charlotte, NC)
- …the develop and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third line ... businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory, industry and operational knowledge… more
- USAA (Charlotte, NC)
- …execution of Quality Management processes and procedures. + Ensures objectives align with operational process, regulatory, risk and compliance goals to ... to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for… more
- Capital One (Charlotte, NC)
- …the opportunity to perform professional internal auditing work that involves conducting operational , financial , and compliance audit projects and providing ... one of the following areas: consumer compliance , banking or financial services industry, risk management. + 6+ years of experience in banking or the … more
- CDM Smith (Winston Salem, NC)
- …financial modeling and scenario analysis. * Manages and minimizes the company's financial risk exposure by developing and maintaining systems of internal ... relevant advice. * Advises the CEO and Board on financial planning, risk management, and capital structure....objectives. * Oversees global budgeting, forecasting, cash flow, and financial reporting. * Ensures compliance with accounting… more
- Coinbase (Charlotte, NC)
- …be doing (ie. job duties): * You will execute the strategic vision for Compliance by scaling operational performance, which includes the execution of ... OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management, and other operational ...senior leadership. * Working knowledge of laws, regulations, and risk management practices for financial services. *… more