- Navient (Raleigh, NC)
- …improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the ... training materials aligned with regulatory best practices. + Lead risk assessments and compliance initiatives to identify...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial … more
- Bank of America (Charlotte, NC)
- …will also execute and/or oversee testing strategies to ensure that the firms compliance and operational independent risk management function provides ... are guided by a common purpose to help make financial lives better through the power of every connection....independently designing and executing audit tests, assessing issues for compliance risk within the business and recommending… more
- Truist (Raleigh, NC)
- …in our engineering lifecycle. Your work will directly uplift product quality, reduce operational risk , and improve developer velocity across hundreds of services ... lead and manage the performance of multiple teams against a set of financial and operational objectives 7. Experience managing projects with enterprise-wide… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate ... and issues to the Regulatory Reporting Governance Committee, which includes the Chief Financial Officer (CFO), Chief Risk Officer (CRO), Corporate Controller and… more
- Capital One (Charlotte, NC)
- …more of the following areas: banking or financial services industry, risk management, or consumer compliance . Preferred Qualifications: + Master's Degree in ... Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification + At… more
- Truist (Charlotte, NC)
- …of existing policies as required. Primary roles include Management Reporting & Analysis, Financial Risk Management (FRM), Financial Reporting, and accounting ... for the closing process to identify and mitigate areas representing material financial risk 11. Provides support for LOB information enhancement initiatives… more
- Coinbase (Charlotte, NC)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... global and cross functional teams. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in… more
- Atria Wealth Solutions (King, NC)
- Through its relationship with CUSO Financial Services, LP (CFS) Allegacy Federal Credit Union is seeking a Financial Advisor to join their team in the King NC ... realize their dreams? Do you believe that strong, personal relationships are critical to financial success? Do you want to work for an organization that has its… more
- Lowe's (Mooresville, NC)
- …leadership, fostering a high-performing, collaborative team environment that supports the company's financial and compliance goals. **What you will do** + ... well as real property tax appeals, while ensuring full compliance with federal, state, and local tax regulations. This...of accountants for quality and accuracy. In addition to operational excellence, this role is expected to provide strategic… more
- Truist (Raleigh, NC)
- …Technology at Truist. The role includes developing, configuring and integrating financial crimes risk management solutions. **ESSENTIAL DUTIES AND ... activities may change from time to time. 1. Developing configuring, integrating, financial crimes risk management solutions throughout application's lifecycle to… more