- TD Bank (Charlotte, NC)
- …complex and diverse governance and control function for an area of significant risk , complexity or scope usually involving medium to long term planning, ensuring an ... leads a highly complex and diverse function for an area of significant risk , complexity or scope while growing talent, developing skills and capabilities to achieve… more
- Clean Harbors (Charlotte, NC)
- …management, and cross-functional collaboration across logistics, compliance , and risk management. Additionally, the director monitors financial and ... collaboration, overseeing logistics coordination, compliance adherence, and risk management initiatives. + Financial and ... adherence, and risk management initiatives. + Financial and Operational Oversight: Managing financial… more
- PNC (Charlotte, NC)
- …is required + Reviews reports to identify exceptions, monitor quality and ensure compliance . Participates in risk mitigation activities. May serve as a subject ... Compliance Requirements, Documentations, Due Diligence, Loan Documentation, Regulatory Compliance , Risk Mitigation Strategies **Competencies** Consulting, Customer… more
- TD Bank (Raleigh, NC)
- …required job specific, compliance -related training + Understands, utilizes and follows compliance / risk and control programs + Ensures ongoing compliance ... and complies with TD Code of Conduct **Shareholder Accountabilities:** + Ensures compliance when completing operational activities in accordance with company… more
- Bank of America (Charlotte, NC)
- …to develop strong grasp of critical principles of risk management, including compliance & operational risk . Results Orientation * Track record of ... are guided by a common purpose to help make financial lives better through the power of every connection....the candidate will be responsible for managing across the risk and business control deliverables for the Global Transactional… more
- US Bank (Charlotte, NC)
- …Partners with Senior to Executive Leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- WTW (Charlotte, NC)
- …to risk financing. This role supports the strategic and operational performance of client captives through active engagement in underwriting, regulatory ... insurance companies. Captive Solutions spans multiple business segments-including Corporate Risk and Broking (CRB), Human Capital and Benefits (HCB),...compliance , financial management, and governance. The Account… more
- First Horizon Bank (Asheville, NC)
- …relevant sales, service, and product knowledge meetings, training classes, and web-based learning. Compliance and risk management + Expected compliance with ... dual control vault responsibilities and audit controls. + Stay informed of all operational updates and changes to ensure compliance with all current guidelines.… more
- First Horizon Bank (Gastonia, NC)
- …sales, service, and product knowledge meetings, training classes, and web-based learning. ** Compliance and risk management** * Expected compliance with ... dual control vault responsibilities and audit controls. * Stay informed of all operational updates and changes to ensure compliance with all current guidelines.… more
- Navient (Raleigh, NC)
- …as the liaison for operational fraud issues, collaborating with Credit, Risk , Compliance , Legal, and Customer Experience teams. + Represent Fraud Operations ... + 3+ years of experience in fraud operations, credit risk , or financial services, with at least...skills and a proven track record of partnering with compliance , risk , or legal teams to handle… more