- Regions Bank (Charlotte, NC)
- …area, or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities ... Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,...Specialist (CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial… more
- TD Bank (Charlotte, NC)
- …-on experience (from a 1st Line or 2nd Line perspective) in non- financial risk assessment **Customer Accountabilities:** + Develops and operationalizes ... business operational or relevant loss data + Establishes and provides regular risk analysis and reporting on operational loss performance of the business +… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... influences front-line business groups and functions through assessment and mitigation of operational risk across Wells Fargo. Program participants can work… more
- Bank of America (Charlotte, NC)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial -Regulatory-Reporting--GM-NFRR-- Operational -Monitoring\_25004657) **Job Description:** At Bank of America,… more
- Truist (Winston Salem, NC)
- …1st shift (United States of America) **Please review the following job description:** The Operational Risk Management Programs Risk Officer II is a senior ... for the design, development, implementation, and execution of core operational risk program(s). This individual is a...and values by fostering rigor and discipline focused on risk and compliance awareness, ethical business practices,… more
- MetLife (Cary, NC)
- …of Risk , including Audit, Operational Risk Management, Compliance Risk , Technology Risk and Financial Risk . The candidate will have years ... features and risk workflows across multiple domains (Audit, Operational Risk Management, Compliance Risk , Technology Risk and Financial … more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... program** is your gateway to the dynamic world of financial modeling and risk strategy at Wells...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …data using PowerBI, SAS, SQL, and/or Python, compliance , operational risk , and/or experience in the financial services industry _Wells Fargo will only ... for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively… more
- Truist (Charlotte, NC)
- …of business specialty and/or equivalent education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + ... with a comprehensive understanding of risk management disciplines, including operational , technology, compliance , third-party, and other risks. Success in… more
- Truist (Charlotte, NC)
- …experience and training, and/or equivalent education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + ... growing understanding of risk disciplines such as operational , technology, compliance , and third-party risk...related training. + 6+ years of experience in a financial institution with emphasis on risk management… more