- Southern California Edison (Pomona, CA)
- Join the Clean Energy Revolution Become a Financial Analysis & Regulatory Support, Senior Advisor at Southern California Edison (SCE) and build a better ... reduce carbon emissions, and create cleaner air for everyone. As a Financial Analysis & Regulatory Support, Senior Advisor, your work will help power our planet,… more
- Moss Adams LLP (Pasadena, CA)
- **Consulting Staff - Financial Institutions Regulatory Compliance & BSA** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a ... complex and interesting business challenges. **Introduction to the team** The Financial Services group provides regulatory compliance, internal audit,… more
- Deloitte (San Francisco, CA)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk ... industry consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs,… more
- Moss Adams LLP (CA)
- ** Financial Institutions Consulting Senior- Regulatory Compliance** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a ... complex and interesting business challenges. **Introduction to the team** The Financial Services group provides regulatory compliance, internal audit,… more
- MUFG (Walnut Creek, CA)
- …field. *Minimum of three years of related work experience in liquidity regulatory reporting and financial services industry experience. *Previous direct ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Coinbase (Sacramento, CA)
- …in finance, economics, or law (preferred). * Minimum of 4 + years of financial services regulatory experience, ideally focused on CFTC, SEC and/or prudential ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...in a fast-paced environment supporting a wide variety of regulatory advocacy and the development of new policy positions,… more
- Wells Fargo (San Francisco, CA)
- …relationships with customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and ... to the candidate upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …insurance and other benefits; + Oversees the Controllership function including financial and regulatory reporting, payroll, commission payments, general ledger, ... CHIEF FINANCIAL OFFICER Dunham & Associates Holdings, Inc. and...Principal) pursuant to FINRA requirements (responsible for maintaining required regulatory net capital; monthly, quarterly and annual filings; administrator… more
- PNC (San Diego, CA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... to the company's success. As an Intern within PNC's Retail Organizational Financial Wellness organization, you will be based in locations throughout PNC's footprint.… more
- PennyMac (Westlake Village, CA)
- …projects, including filings with the Securities and Exchange Commission, audited financial statements, regulatory agencies, debt compliance reporting and ... PENNYMAC Pennymac (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform...through the complete mortgage journey. A Typical Day The Financial Reporting Manager is responsible for financial … more