- City National Bank (Los Angeles, CA)
- …(eg FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This includes the coordination of ... continuous monitoring, coordination of IA responses to US regulatory examinations, and the verification of regulatory ...* Minimum 5 years of business experience in a financial institution or technology company, dealing with multiple business… more
- Robert Half Accountemps (Northridge, CA)
- …related to accounts payable. * Generate reports and analysis to support financial decision-making. * Ensure compliance with regulatory requirements and internal ... key part in ensuring accurate and efficient processing of invoices, payments, and financial records. This is an excellent opportunity to contribute your expertise in… more
- SMBC (Sacramento, CA)
- …of SMBC Group, is being built by a close-knit and fun-loving team of financial services professionals and technology experts who came together for the challenge of ... translates to a richer life. **SUMMARY:** This position sits within SMBC MANUBANK's Financial Crimes Compliance (FCC) team, a key function of the broader Compliance… more
- BMO Financial Group (San Francisco, CA)
- …**_The mission of Premier Services is to help mass affluent clientele make real financial progress by understanding and planning for what comes next._** A BMO Senior ... clients. Each RM partners with multiple branch locations and a team of financial advisors to identify new opportunities and deliver a differentiated experience. Our… more
- CHS Inc. (Sacramento, CA)
- … regulatory compliance: Understanding of the agricultural, cooperative or financial industries, particularly as they relate to cooperative ownership, finance and ... an exciting opportunity to lead communication efforts in support of our financial and government affairs teams. This position will drive strategic communications… more
- City National Bank (Los Angeles, CA)
- …Investment Relationship Officers and Assistant Investment Officers supporting the Financial Advisors and licensed representatives of City National Securities. ... Provide training for Financial Advisors, Investment Relationship Officers, Assistant Investment Officers, and...and CNB policies and procedures as well as all regulatory requirements and provides direction to staff members. Reviews… more
- Vera Therapeutics (Brisbane, CA)
- …with a strong focus on vendor selection and performance management, regulatory compliance, risk mitigation, contract oversight & management and operational ... governance, best practices, staff augmentation solutions, cost sheets, etc. Compliance & Regulatory Oversight * Ensure full compliance with FDA, EMA, GMP, GCP, GDP,… more
- Zions Bancorporation (Los Angeles, CA)
- …of related international trade and/or letter of credit operations, processing and regulatory experience within a financial institution or other directly related ... Bancorporation** at **California Bank & Trust** is one of the nation's premier financial services companies operating as a collection of great banks under local… more
- Southern California Edison (Irwindale, CA)
- …job, you'll have ultimate accountability over the success of both the regulatory and operational compliance functions by building team capabilities and expectations, ... with key players within the energy sector, including policy makers, regulatory agencies, and industry participants + Develops and integrates appropriate … more
- Robert Half Management Resources (Los Angeles, CA)
- …contract role, you will play a critical part in ensuring adherence to financial regulations and internal compliance policies. This position offers an opportunity to ... work within the dynamic financial services industry, supporting the Compliance Department and collaborating with key stakeholders to uphold regulatory standards.… more