- Coinbase (Sacramento, CA)
- …verbal. *Nice to haves:* * Familiarity with crypto, fintech, or broader financial regulatory issues. * Experience coordinating large-scale advocacy campaigns or ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- MUFG (Los Angeles, CA)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Providence (Orange, CA)
- …Innovator:** Design and refine programs based on comprehensive evaluations of financial , regulatory , marketing, and community needs. + **Liaison Builder:** ... Ensure patient care excellence aligned with TJC, Title 22, and other regulatory standards, supporting the critical care service line. + **Resource Manager:**… more
- Coinbase (Sacramento, CA)
- …privacy laws specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance, PSD2). * CIPP or similar ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and Trust & Risk to respond to privacy incidents, regulatory inquiries, law enforcement demands, and other information requests.… more
- Robert Half Finance & Accounting (Lodi, CA)
- …is integral to ensuring the accuracy and efficiency of accounting practices, financial reporting, and compliance with regulatory standards. The ideal candidate ... skills and align with organizational goals. * Ensure adherence to all applicable financial and regulatory standards. * Collaborate with cross-functional teams to… more
- City National Bank (Los Angeles, CA)
- …(Juris Doctor) * Minimum 10 years of experience with providing counsel to financial institutions on legal and regulatory matters *Additional Qualifications* * ... *SENIOR COUNSEL- AML/ FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior...subsidiaries, affiliates and related companies to minimize legal and regulatory risk associated with money laundering, economic sanctions, and… more
- Wells Fargo (San Francisco, CA)
- …to travel up to 50% of the time + Obtaining and/or maintainingappropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- MUFG (Los Angeles, CA)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Cherry Bekaert (Sacramento, CA)
- …audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory and business complexity continues ... practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance)** to join our team providing internal… more
- PNC (Calabasas, CA)
- … Statement Analysis, Flexibility and Adaptability, Investment Reporting, Market Risk, Regulatory Environment - Financial Services **Work Experience** Roles at ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more