- Wells Fargo (Stockton, CA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... 2023 LinkedIn Top Companies list - and #1 among financial services companies - as the best workplace "to...of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + This… more
- Wells Fargo (Huntington Beach, CA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... as well as audit and escalation procedures, and managing the allocation of people and financial resources for the branch. In this role you will: * Coach, develop and… more
- Bank of America (San Diego, CA)
- …business needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **Market ... legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the… more
- Wells Fargo (San Francisco, CA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... for reviewing and digitizing documentation related to derivatives, financing and regulatory agreements for the Commercial Banking and Markets divisions within the… more
- PNC (CA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... leaders for complex escalated customer complaints, while taking into account regulatory , legal and investor requirements within the assigned business segments'… more
- LA Care Health Plan (Los Angeles, CA)
- …risk and test objectives. Provides independent evaluations of operational and financial controls, regulatory compliance, policies, and procedures. Prepares work ... drafts written reports. Provides independent evaluations of operational and financial controls, policies, and procedures. Prepares audit report detailing findings… more
- City National Bank (Los Angeles, CA)
- …* Knowledge of commercial portfolio management, credit risk, commercial credit underwriting, financial analysis, and regulatory requirements. * Strong verbal and ... current situation, desired credit culture, industry "best practices", risk tolerance, and regulatory expectations. * Seek input from various areas and levels of the… more
- Southern California Edison (Pomona, CA)
- …analysis for the company, specifically including competitive positioning, price forecasting, financial analytics, and regulatory planning scenario evaluations + ... strategies are approved internally as well as developing those concepts into SCE's regulatory filings, such as the General Rate Case, Wildfire Mitigation Plan, and… more
- Wells Fargo (Rialto, CA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Oakland, CA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... + Build relationships focused on affluent borrowers with realtors, builders, financial professionals, bank stores, past customers, and other non-traditional sources… more