• Compliance Director, Privacy

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …compliance. + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory ... of ten (10) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + Minimum five (5) years management experience… more
    Raymond James Financial, Inc. (08/02/25)
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  • Financial Analyst Sr

    BayCare Health System (Clearwater, FL)
    …+ Maintain and enhance existing reporting tools and systems to support financial planning, compliance, and regulatory needs + Ensure data accuracy, ... and clinical excellence. **About the Role:** We are seeking a Senior Financial Data Analyst with advanced skills in SQL, Tableau, and dashboard development… more
    BayCare Health System (08/19/25)
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  • Operation Summer Analyst

    MUFG (Tampa, FL)
    …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
    MUFG (08/19/25)
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  • Sr. Manager Compliance, RJ Bank

    Raymond James Financial, Inc. (St. Petersburg, FL)
    … Institutions Examination Council (FFIEC); Federal Reserve Board (FRB); Consumer Financial Protection Bureau (CFPB), and state banking regulatory agencies ... + Knowledge of Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Office of the… more
    Raymond James Financial, Inc. (08/08/25)
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  • Cyber Security Technical Advisor (GRC) - AVP

    MUFG (Tampa, FL)
    …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
    MUFG (06/28/25)
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  • Operational Resilience (Governance), Vice…

    MUFG (Tampa, FL)
    …and regulatory requirements including but not limited to: Federal Financial Institutions Examinations Council (FFIEC), Office of the Comptroller of the Currency ... (OCC), Financial Industry Regulatory Authority (FINRA), Federal Reserve, and the Sound Practices to Operational Resilience + Knowledge of technology… more
    MUFG (09/03/25)
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  • Operational Resilience (Incident Management), Vice…

    MUFG (Tampa, FL)
    …and regulatory requirements including but not limited to: Federal Financial Institutions Examinations Council (FFIEC), Office of the Comptroller of the Currency ... (OCC), Financial Industry Regulatory Authority (FINRA), Federal Reserve, and the Sound Practices to Operational Resilience + Knowledge of technology… more
    MUFG (08/30/25)
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  • Compliance Program Advisor - Capital Markets

    PNC (FL)
    …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... supporting the Risk, Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work may be performed from… more
    PNC (08/23/25)
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  • Relationship Banker - Beach Blvd

    Wells Fargo (Jacksonville, FL)
    …relationships with customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and ... to the candidate upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for… more
    Wells Fargo (08/29/25)
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  • Compliance Sr. Manager, GWS Products

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …compliance. + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory ... 529 plans, unit investment trusts, and exchange traded products. Provides regulatory and policy-driven guidance and consultation to business partners, designing,… more
    Raymond James Financial, Inc. (07/02/25)
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