- Cargill (Coral Gables, FL)
- …solutions by understanding the requirements of the customers and the applicable financial , legal, regulatory and tax frameworks. **Key Accountabilities** * ... solutions for Currency and Interest Rate risks * Understanding of financial , regulatory and tax frameworks Equal Opportunity Employer, including Disability/Vet. more
- Coinbase (Tallahassee, FL)
- …verbal. *Nice to haves:* * Familiarity with crypto, fintech, or broader financial regulatory issues. * Experience coordinating large-scale advocacy campaigns or ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Financial risk management and mitigation strategies to support sound financial planning. + Regulatory expectations for Large Financial Institutions ... management (ALM) capabilities in preparation for continued growth and additional regulatory requirements associated with firms in excess of $100 billion. The… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance. + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory ... (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...to provide guidance and support to operational, business and regulatory teams and will perform expert level database security… more
- Coinbase (Tallahassee, FL)
- …privacy laws specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance, PSD2). * CIPP or similar ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and Trust & Risk to respond to privacy incidents, regulatory inquiries, law enforcement demands, and other information requests.… more
- Citigroup (Jacksonville, FL)
- …the franchise. What we will need from you + 8 years of experience in Financial Services and Regulatory Risk + Practical understanding of Compliance & ... communications. + Understanding of best-practice risk management techniques across financial services industry specifically within Regulatory and Compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …operations + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities ... they apply to account trading activity of clients' accounts by monitoring financial advisor activity, reporting findings and managing concerns in a professional and… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...on changes and potential changes in the sector and regulatory developments is an important part of your job… more