- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...on changes and potential changes in the sector and regulatory developments is an important part of your job… more
- PNC (Tampa, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... policies and procedures accurately reflect current laws, rules, other regulatory requirements and management intent. Independently challenges analyses, reviews and… more
- MUFG (Tampa, FL)
- …experience managing complex and dynamic Third-Party relationships. + Knowledge of regulatory bodies governing financial services and in providing guidance ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Knowledge of banking systems and practices, market factor or regulatory environment is a big plus + Experience in… more
- MUFG (Tampa, FL)
- …& Financial Governance - Maintain familiarity with data governance policies and financial controls to ensure adherence to regulatory and internal policies. + ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Copeland (Palm Beach Gardens, FL)
- …company policies and best practices. Serve as a point of contact for financial and regulatory compliance issues. Lead accounting methodology definitions for ... for its offices in Palm Beach Gardens, Florida. Job Description: Provide financial leadership and direction for the company's Commercial and Residential business in… more
- Santander US (Miami, FL)
- …Finance, Business or equivalent field. - Required. 12+ Years Compliance, Legal, Regulatory , or Financial Services. - Required. + Advanced knowledge of ... Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our… more
- Cherry Bekaert (Tallahassee, FL)
- …audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory and business complexity continues ... practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance)** to join our team providing internal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Financial risk management and mitigation strategies to support sound financial planning. + Regulatory expectations for Large Financial Institutions ... interest rate risk metrics against targets/goals. + Stays abreast of evolving regulatory requirements. + Leads responses to requests from Risk Management, Internal… more