- PNC (Port Richey, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... consultative interactions with clients, and solutions that help them achieve financial well being. Creates a differentiated customer experience, making banking easy… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- PNC (Coral Gables, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... responsibilities may be performed remotely, at manager's discretion. Commercial Banking provides financial services, both in and out of PNC's branch footprint, to… more
- PNC (Tampa, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... + Identifies and appropriately mitigates different types of risk, such as regulatory , reputational, and operational. Manages risk and may help ensure quality for… more
- Cordis (Miami Lakes, FL)
- …demonstrating adept management skills to ensure projects are executed within financial constraints. + ** Regulatory Documentation Management** : Maintain the ... history file, ensuring accuracy, completeness, and compliance with company and regulatory standards for all project documentation. + **Communication and Reporting**… more
- CVS Health (Tallahassee, FL)
- …accounting and financial records and reports, including general ledger, financial statements, regulatory and management reports. **What you will do** ... in the importing of invoices into the accounting system, preparation of financial statements, variance analysis, and ad-hoc financial reports as required.… more
- Truist (Weston, FL)
- …4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. ... FL. Responsible for the general servicing and support of the Financial Advisors. This includes administrative and operational support, business development… more
- MUFG (Tampa, FL)
- …and methodologies like Agile/SAFe, waterfall, test-driven development * Understanding of regulatory environment and compliance concerns in a financial ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- PNC (Tampa, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... to generate revenue and deepen share of wallet. Handles the origination, financial analysis, negotiation and documentation of credit and non-credit products and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Financial risk management and mitigation strategies to support sound financial planning. + Regulatory expectations for Large Financial Institutions ... and other management committees. + Stays abreast of evolving capital regulatory requirements. + Contributes to process improvement initiatives aimed at enhancing… more
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