- PNC (New York, NY)
- …Real Estate Property Data Analysis, Real Estate Sales Closings and Agreements, Regulatory Environment - Financial Services **Work Experience** Roles at this ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Wells Fargo (New York, NY)
- …to the candidate upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Citigroup (New York, NY)
- …agreements. + **Analytical Thinking:** Strong capability to analyze market data, financial information, and regulatory frameworks to derive actionable insights. ... Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. +… more
- JPMorgan Chase (New York, NY)
- …in regulatory strategy or compliance roles. + Familiarity with global regulatory environments. + Experience in financial services or related industries. + ... we are dedicated to maintaining a strong and resilient organization. As a Regulatory Strategy Senior Officer, you will be instrumental in ensuring our firm grows… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Coinbase (Albany, NY)
- …verbal. *Nice to haves:* * Familiarity with crypto, fintech, or broader financial regulatory issues. * Experience coordinating large-scale advocacy campaigns or ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- Citigroup (Getzville, NY)
- …with financial product and services, as well as brokerage accounting. + Regulatory filing related to Financial Industry related regulations will be a plus. ... **Objective** The Operations Regulatory Reporting group validates, monitors, & performs ...Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant Skills** For complementary skills, please… more