- Citigroup (New York, NY)
- …risk management team. **Qualifications:** + 10+ years of experience in the Financial Services industry, preferably in a regulatory -facing role that requires ... consumers, corporations, governments, and institutions with a broad range of financial products and services, including Consumer Banking and Credit, Corporate and… more
- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and… more
- US Bank (New York, NY)
- …crimes programs + Regularly interact with US and international law enforcement and regulatory agencies + Lead the Enterprise Financial Crimes Compliance (EFCC) ... of Directors **Qualifications** + Proven understanding of applicable laws, regulations, financial services, and regulatory trends that impact their assigned… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...on changes and potential changes in the sector and regulatory developments is an important part of your job.… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...explaining products to clients. + Advise on the legal, regulatory and reputational issues and risks arising in transactions… more
- Raymond James Financial, Inc. (New York, NY)
- …degree preferred. Minimum of twelve (12) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + Minimum ten (10) ... experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates and division of… more
- Coinbase (Albany, NY)
- …privacy laws specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance, PSD2). * CIPP or similar ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and Trust & Risk to respond to privacy incidents, regulatory inquiries, law enforcement demands, and other information requests.… more
- JPMorgan Chase (Brooklyn, NY)
- …issues + Adhere to control procedures to ensure accurate reconciliation between regulatory filings, SEC filings and other published financial reports (eg, ... + 3+ years in a Finance organization with exposure to accounting, financial statements, and/or regulatory reporting + Bachelor's degree in Accounting… more
- American Express (New York, NY)
- …+ Experience in policy implementation and risk mitigation. + Knowledge of AXP Financial and Regulatory reporting is strongly preferred + Proven record of ... of our largest global partners or creating next year's financial plan, you can influence both our day-to-day P&L...and appropriate controls and documentation exists to stand a regulatory or internal examination or audit. She/He will be… more