- American Express (New York, NY)
- …+ Experience in policy implementation and risk mitigation. + Knowledge of AXP Financial and Regulatory reporting is strongly preferred + Proven record of ... of our largest global partners or creating next year's financial plan, you can influence both our day-to-day P&L...and appropriate controls and documentation exists to stand a regulatory or internal examination or audit. She/He will be… more
- MUFG (New York, NY)
- …while in law school or in-house at a public corporation, law firm, or financial services regulatory agency ideally providing legal support for data privacy and ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- TD Bank (New York, NY)
- …degree required + 10+ years related experience required + In-depth knowledge of financial services, regulatory industry practices + In-depth knowledge of laws ... those strategic initiatives and directives comply with all relevant regulatory requirements, standards and expectations, as well as internal...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- The New Jewish Home (Manhattan, NY)
- …Director ensures the accuracy, efficiency, and compliance of all accounting and financial reporting activities in accordance with legal, regulatory , and ... and enforcing policies and procedures. + Oversees the preparation of monthly financial and regulatory reports and forecasts in a timely and accurate manner. +… more
- Binghamton University (Binghamton, NY)
- …accounting principles and practices, with a track record of overseeing accurate financial reporting, regulatory compliance, and audit readiness; + excellent ... Vice President (*Management Confidential) Salary: $225,000 - $275,000 The Chief Financial and Operating Officer of the Binghamton University Foundation and Associate… more
- CIBC (NY)
- …a result of the analysis, identify potential business interruption risks, including operational, financial and regulatory and work with the business units to ... development of actionable and sustainable recovery strategies that ensure alignment with regulatory expectations and corporate guidelines. A key aspect of this role… more
- Citigroup (New York, NY)
- …functions for the team. Qualifications: **Experience:** + 15+ years in a large financial institution, regulatory body, or related field. + 7-12+ years in ... framework. The role requires a deep understanding of AI technologies, regulatory expectations, model governance, and enterprise risk principles to ensure safe,… more
- RGP (New York, NY)
- … Regulatory Compliance practice, you will lead strategic engagements across financial services clients, helping them navigate complex regulatory landscapes. ... a strategy consulting firm (required). + Extensive experience in risk management, regulatory compliance, and digital technology within the financial services… more
- Siebert Williams Shank (New York, NY)
- …base. We are a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking ... bankers in business development efforts. SWS is a full-service investment banking and financial services company dual-headquartered in New York and Oakland. SWS is a… more