- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering… more
- WellLife Network (Lake Success, NY)
- …role is responsible for maintaining accurate financial records, preparing financial reports, ensuring regulatory compliance, managing audits, and overseeing ... and at times the CFO and program leadership to support informed financial decision-making. Essential Accountabilities Financial Management & Reporting + Maintain… more
- New York State Civil Service (Albany, NY)
- …foreign bank licensing; leverages strong written and verbal skills as liaison with financial institutions, other regulatory agencies, and law firms on matters ... NY HELP Yes Agency Financial Services, Department of Title Senior Attorney, SG-25...not limited to, the following:Banking Applications: Evaluates statutory and regulatory factors to be considered in the investigation of… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... and elevates potential problem credit accounts, deteriorating collateral or financial situations, suspected fraudulent activity, or any other potential weaknesses… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... join the Portfolio Management team to support Wells Fargo's growing Financial Institutions business. The Portfolio Manager will partner with Relationship Managers,… more
- AIG (New York, NY)
- …determining the appropriate amount of IBNR to be booked. + Assist with quarterly financial and regulatory reporting (quarter close) and provide data for annual ... loss expense reserves. + Analyze and monitor loss trends and relevant industry/ regulatory changes and effectively communicate to management. + Engage with Pricing… more
- HSBC (New York, NY)
- …with Institutional clients. Risk management of structured trading books, including financial , legal, operational, regulatory , reputational and other financial ... risks. Conduct due diligence on potential investments, involving the review of financial statements, legal documents, and market research. Grow the existing business… more