- HSBC (New York, NY)
- …with Institutional clients. Risk management of structured trading books, including financial , legal, operational, regulatory , reputational and other financial ... risks. Conduct due diligence on potential investments, involving the review of financial statements, legal documents, and market research. Grow the existing business… more
- Bank of America (New York, NY)
- …needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **International** ... legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the… more
- Heritage Financial Credit Union (Middletown, NY)
- …state agencies (eg, NCUA, NY-DFS). + Stay informed of changes in the regulatory and financial service landscape and where appropriate, translate those changes ... of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance, preferably within a financial institution or credit union. +… more
- New York State Civil Service (New York, NY)
- …Assists with, and effectively collaborates on, policy, enforcement, litigation, and regulatory matters concerning the regulation of financial institutions doing ... with financial institutions, other state and federal governmental and regulatory agencies, and law firms;* Drafts and negotiates contracts, memoranda of… more
- City of New York (New York, NY)
- …perpetrated against the elderly. - Work extensively with specialized NYPD Squads, Financial Industry Regulatory Authority ("FINRA"), and major financial ... Analyst is responsible for assisting Assistant District Attorneys investigate financial crimes perpetrated against the elderly. Responsibilities include but are… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving… more
- Wells Fargo (Brooklyn, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering… more
- Raymond James Financial, Inc. (New York, NY)
- …and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks. + Financial markets, investment products, and electronic trading ... Minimum of fifteen (15) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + A minimum of ten (10) years of… more
- New York Power Authority (White Plains, NY)
- …a strong commercial orientation, and the ability to navigate complex technical, regulatory , and financial landscapes. **Responsibilities** + Develop and refine ... SVP will drive all phases of project development, from concept to financial close and early-stage construction, fostering key partnerships, securing necessary … more