- Citigroup (Getzville, NY)
- …(eg, newsletters), presentations and talking points related to a wide-range of financial and regulatory topics. You will be developing content that ... senior management related to current activities including Finance priorities, key financial information, key regulatory interactions, progress on remediation,… more
- KeyBank (Buffalo, NY)
- …organizational, and communication skills. **Preferred Skills:** + Strong understanding of financial institution regulatory frameworks (eg, FR Y-14, CCAR, Basel, ... FDIC 371, etc.) and reporting requirements. + Experience with financial institutions + Exposure to regulatory exams or internal audit processes. + CPA or similar… more
- Citigroup (New York, NY)
- …and confidentiality. **Qualifications:** . 15+ years of relevant experience in financial services, regulatory engagement or consulting. . Proven leadership ... degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a… more
- Citigroup (Getzville, NY)
- …and confidentiality. **Qualifications** + 6-10+ years of relevant experience financial services, regulatory engagement or consulting, particularly involving ... **About the Team** The Finance Regulatory Engagement & Oversight team is responsible for...insights delivering common tools and templates to support best-in-class regulatory engagement and communications. **About the Role** The Finance… more
- Coinbase (Albany, NY)
- …in finance, economics, or law (preferred). * Minimum of 4 + years of financial services regulatory experience, ideally focused on CFTC, SEC and/or prudential ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...in a fast-paced environment supporting a wide variety of regulatory advocacy and the development of new policy positions,… more
- MUFG (New York, NY)
- …a broker-dealer or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent communication and stakeholder ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Mizuho Corporate Bank (New York, NY)
- …+ Bachelor's degree or equivalent required. + 5+ years of experience in financial institution. + Banking/ Regulatory Experience: + General knowledge of ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... products and businesses, risk stripes, operations, treasury, compliance, financial crimes and IT/cyber risks. + Direct experience in… more
- Scotiabank (New York, NY)
- …You'll Bring** + Bachelor's degree + At least four years of experience at a Financial Services Firm, Consulting Firm, or Regulatory agency such as the FRB, FINRA ... etc. or a similar position in the financial services industry/ regulatory background. + Prior consulting experience is a strong plus. + An understanding of … more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- JPMorgan Chase (New York, NY)
- …and Skills:** + US-qualified lawyer with minimum 10 years of experience in financial services regulatory matters. + Strong knowledge of US AML/KYC regimes ... in cross-border information sharing. + Knowledge of digital assets and emerging financial technologies. + Ability to anticipate regulatory focus areas. +… more