- JPMorgan Chase (Brooklyn, NY)
- The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers specifically within the Bank Controller, Accounting Policy and Reporting ... (BCAPR), consisting of the Bank Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls Office. ... This team is the unique provider of horizontal regulatory oversight and governance for the CIB, responsible for...experience required. + 3+ years of experience in the financial services industry with a background in controls, audit,… more
- Mizuho Corporate Bank (New York, NY)
- …legal and regulatory framework and rulemaking process applicable to US Financial Institutions with a focus on rule implementation and horizon scanning. *Strong ... About The TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the Bank's regulatory relationships and engagement across… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Reporting Policy team as a Vice President! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Reporting (BCAPR), consisting of the Bank Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and… more
- Bank of America (New York, NY)
- …and employee communication. + Act as the primary resource for addressing regulatory risk, financial reporting, legal, compliance and operational risks, as ... are guided by a common purpose to help make financial lives better through the power of every connection....+ Liaise with business leaders to drive product related regulatory and internal initiatives. + Analyze market data available… more
- JPMorgan Chase (Brooklyn, NY)
- …ensuring the company thrives in all market conditions. We are looking for a regulatory reporting Analyst to join our Firmwide Regulatory Reporting & Analysis ... (FRRA) team, which oversees US Regulatory Reporting processes and promotes strategic initiatives in external...have the opportunity to enhance controls and efficiency in financial reporting processes, participate in firm-wide projects, and work… more
- TD Bank (New York, NY)
- …finance, regulatory reporting, sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, ... Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within...with a registered US broker dealer, regulator, or global financial organization. + JD preferred but not required +… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory ... program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + Conducts ...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Bloomberg (New York, NY)
- …demonstrated experience in regulatory or control frameworks. + Hands-on experience in regulatory mapping, preferably in a global financial services or at a ... levels. **We'd love to see:** + Prior experience supporting regulatory change or mapping programs within a financial... regulatory change or mapping programs within a financial institution. + Knowledge of operational risk domains (eg,… more
- American Express (New York, NY)
- …and represent the business to ensure we effectively delivery against our expanding regulatory requirements and compliance goals as regulatory demands continue to ... internal and external regulations. The Senior Manager, Strategic Planning, Regulatory Change PMO will join an expanding team to...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more