- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... subject to statutory disqualification Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- JPMorgan Chase (Brooklyn, NY)
- …1st Line of Defense (1LOD). It is responsible for executing the regulatory traceability process, documenting legal obligations, and mapping them to control framework ... elements to ensure compliance with material laws and regulatory requirements. Join our Markets Office of Legal Obligations...text as a layperson. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to… more
- HSBC (New York, NY)
- …and achieve divisional business targets. As our Senior Legal Counsel - US Regulatory Legal you will: + Provide legal advice, guidance, and support to assigned ... legal risk is managed + Deliver specialized legal support on US bank regulatory matters affecting HSBC Group companies within the United States and, as appropriate,… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Sr. Officer I for its New York, NY location. Duties: Support Regulatory Execution team in the development, adoption, and BAU ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met. Drive implementation and adoption of consistent data… more
- Bloomberg (New York, NY)
- Senior Software Engineer - Enterprise Regulatory Reporting Location New York Business Area Engineering and CTO Ref # 10045341 **Description & Requirements** The ... Enterprise Regulatory Reporting HUB (RHUB) provides a global cross jurisdictional...system resilience, scalability, and stability in response to evolving financial market demands and increasing load from our clients.… more
- SMBC (New York, NY)
- …with front office and senior management based on the solid knowledges around financial analysis and US regulatory requirements. + Prepare written executive ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services,… more
- BMO Financial Group (New York, NY)
- …leadership, communication, and interpersonal skills + Strong understanding of relevant regulatory and financial concepts + Advanced deal execution and/or ... BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment...major initiative + Familiarity with fund structure, and common regulatory and ISDA / CSA structures for this client… more
- City National Bank (New York, NY)
- * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support corporate… more
- Northwell Health (Lake Success, NY)
- …increase revenue and implements cost saving measures. + Ensures compliance with regulatory and financial requirements to support research initiatives. Human ... by developing, implementing and monitoring systems for: Business Operations, Financial Management, Human Resource Management, Information Management, Organizational Governance,… more
- TD Bank (New York, NY)
- …managing infrastructure platform across global trading floors or regulated financial environments. + Understanding of regulatory requirements impacting ... infrastructure design, system integrations, capacity management and cost planning, and regulatory readiness across global trading environments. You will be the key… more