- HSBC (New York, NY)
- **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support to ... to generate insights for decision-making and operational improvements. Responsible for annual financial planning of staff costs and external legal spend and monthly… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The Regulatory Compliance Coordinator I works with investigators, consortiums, and the Clinical Trials Office infrastructure to develop new ... combination of education and applicable experience (preferred: research or regulatory ) + 3 years of experience in clinical research...necessary to obtain an IND#. 7. Collaborates with the Financial Manager on the development of the study budget… more
- BMO Financial Group (New York, NY)
- …is required. + Basic understanding of trading or sales procedures and broader regulatory and financial concepts. + Series 7 and 63 licenses required ... BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment...Institutional Equity Derivatives Sales Team is looking for a financial professional capable of working in a team environment… more
- Robert Half Accountemps (Rochester, NY)
- …complex issues. * Familiarity with payroll, benefits, garnishments, and related financial functions. * Knowledge of regulatory compliance requirements, including ... opportunity to work in a hybrid schedule and develop expertise in financial recovery processes, ensuring compliance and quality service delivery. The ideal candidate… more
- SUNY Upstate Medical University (Syracuse, NY)
- …SAE and protocol deviation reporting and management, communication and periodic reporting to regulatory agencies and financial sponsors, secure and track all ... regulatory and financial documents from all sites; critical role in maintaining...Monitors including DSMB, vendors, Sites (Nurse, CRA, PI, etc), regulatory and Funding Agencies. Candidate must be organized, have… more
- American Express (New York, NY)
- …creation for partners and the organization. **Preferred Qualifications** + Prior Regulatory and/or banking/ financial services strongly preferred. + Prior ... this role?** As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- SMBC (New York, NY)
- …with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree required; ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- American Express (New York, NY)
- …**Minimum Qualifications:** + 5 years in Compliance or related activities within financial services industry, with demonstrated regulatory knowledge of and ... challenge and guidance to US Consumer Deposits business stakeholders on compliance/ regulatory requirements applicable to consumer deposit products and features. +… more
- TD Bank (New York, NY)
- …to month-end financial closing, which details the Bank's month-to-month financial condition, and/or completion of regulatory reports + Reviews monthly ... details for this role. **Job Description:** **Preferred Qualifications:** **Senior Financial Analyst** **Technical Competencies:** + ** Financial & Management… more
- Bank of America (New York, NY)
- …expectations include effectively leading information and insights which have significant regulatory impact, financial accountability, and direct impact to ... are guided by a common purpose to help make financial lives better through the power of every connection....Metadata management + Data Quality + Project Management + Regulatory Relations + Risk Management + Stakeholder Management +… more