- Mizuho Corporate Bank (New York, NY)
- …in financial services. + Proficiency in compliance tech solutions, regulatory reporting systems, and case management tools. Required: SQL, Oracle, Snowflake, ... stakeholders to gather requirements, define project scope, and ensure regulatory alignment. Responsibilities include developing and enhancing compliance systems such… more
- JPMorgan Chase (New York, NY)
- …in this role, you will require knowledge of compliance within the financial industry, key compliance skills, familiarity with regulatory best practices ... business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the...Minimum University/Bachelor's Degree with at least 6+ years of financial industry experience as a regulator in a law… more
- TD Bank (New York, NY)
- …risk management, operational risk management, or audit experience within a regulated financial service or FinTech environment + Deep understanding of Risk Control ... Self-Assessment, Control Testing frameworks, risk assurance methodologies, and regulatory expectations. + Advance proficiency with GRC platforms (preferably… more
- TD Bank (New York, NY)
- …payments, ensuring business practices align with applicable federal and state regulatory requirements. The position requires strong regulatory knowledge, issue ... and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance advisor to...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- BMO Financial Group (New York, NY)
- …on compliance matters. + Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory … more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible ... for the governance of the Global Regulatory Change and Library Governance Program, including technology, and...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …Description:** The Head of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense in Wealth by ... and AMCB Consumer Bank teams to ensure that all regulatory , compliance, audit, and self-ID findings are remediated and...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- City National Bank (New York, NY)
- …Bachelor's Degree or equivalent * Minimum 7 years of lending, compliance, and regulatory reporting. * Minimum 5 years of financial services experience ... ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients ... in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing,… more
- TD Bank (New York, NY)
- …Coordinate cross-functional initiatives and provide thought leadership on evolving regulatory expectations and best practices in program management across Compliance ... 8-10 years of experience in compliance, risk, or business operations within financial services or a similarly regulated industry.** + **Proven experience in strategy… more