- TD Bank (New York, NY)
- …Coordinate cross-functional initiatives and provide thought leadership on evolving regulatory expectations and best practices in program management across Compliance ... 8-10 years of experience in compliance, risk, or business operations within financial services or a similarly regulated industry.** + **Proven experience in strategy… more
- Mizuho Corporate Bank (New York, NY)
- …via Archer, and fostering a strong risk-aware culture aligned with regulatory expectations. Key Responsibilities: + Strategic Leadership in Model Governance: ... the model governance framework, incorporating industry best practices, emerging risks, and regulatory requirements. + Regulatory Compliance & Liaison: Maintain a… more
- Mount Sinai Health System (New York, NY)
- …coordinating all aspects of trial management, ensuring compliance with regulatory requirements, and facilitating collaboration among multidisciplinary teams to meet ... The Project Manager II will work closely with investigators, research teams, regulatory bodies, and institutional leadership to ensure the success of each study… more
- TD Bank (New York, NY)
- …Wholesale Banking Finance Group is responsible for developing and delivering financial strategy, information, and management support within TD Securities (TDS). A ... and governance related to maintaining and monitoring sound internal controls over financial reporting, disclosure and other financial and operational processes… more
- Westchester Jewish Community Services (White Plains, NY)
- …is a detail-oriented role requiring a strong ability to work with data, financial systems (including Sage Intacct), and regulatory processes. The salary range ... of internal and external audits. + Run and analyze financial and programmatic reports from Sage Intacct and other...or opportunities in data that could inform program or financial improvements. + Collaborate closely with the Director of… more
- Scotiabank (New York, NY)
- …a financial institution. + Working knowledge of Capital Markets and current regulatory environment in the Financial Services industry. + A university degree ... Risk identification, Operational Risk Events, Key Risk Indicators ("KRIs"), Non- Financial Risk Management Committee, and ongoing reporting and monitoring. +… more
- TD Bank (New York, NY)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... to the team's roadmap, quality assurance efforts, and alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits,… more
- TD Bank (New York, NY)
- …relevant policies and procedures + Ensure governance documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk ... Ensure the updating of relevant governance documentation adequately reflects evolving legal, regulatory , and industry best practices + Lead and draft responses to… more
- JPMorgan Chase (New York, NY)
- **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the design, execution and strategic direction of work addressing ... business and regulatory requirements across Lines of Business and Risk Functions...+ Bachelor degree and 8+ years of experience in financial services with particular focus on credit/counterparty and/or market… more
- CVS Health (Albany, NY)
- …leaders, engaging with key stakeholders on compliance related issues to meet regulatory and legal obligations to prevent, detect, and mitigate compliance risks. ... developing effective communications and trainings when needed. + Prepares regulatory reports, regulatory filings and follow up...and benefits - investing in the physical, emotional and financial wellness of our colleagues and their families to… more