- TD Bank (New York, NY)
- …risks for compliance on a quarterly basis, incorporating information from the regulatory change program and other board and management reporting. * Maintain ... risk data insights as required. * Make sure latest regulatory expectations and supervisory feedback are incorporated into reporting...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Bank of America (New York, NY)
- …Strong client service and communication skills + Minimum 3 - 5 years financial services experience preferred + Knowledge of regulatory , supervisory, and ... legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the… more
- Farmingdale State College (Farmingdale, NY)
- …safety assurance. + Develop and implement policies and procedures that align with regulatory and program goals. + Financial and Administrative Planning + ... ensuring alignment with long-term strategic goals. + Oversee purchasing, invoicing, and financial planning processes. + Ensure resource allocation meets the needs of… more
- Citigroup (Queens, NY)
- …The role bridges Risk, Front Office, Finance, and Technology, requiring regulatory expertise, quantitative skills, and leadership to manage a complex, ... related to FRTB and CVA implementation, including: + Program Leadership and Regulatory Alignment: Leading FRTB and CVA workstreams, aligning with regulatory … more
- CIBC (New York, NY)
- …Office and Technology personnel on developing and implementing solutions to address regulatory requirements; 3) identifying and addressing the regulatory aspects ... new US and cross-border business initiatives; 4) assisting with regulatory exams by regulators such as NFA and SEC;...day, our 44,000 employees help our clients achieve their financial goals, because what matters to our clients, matters… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...colleagues to help them and their families achieve their financial , physical and mental well-being goals. Total Rewards at… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- Project Renewal, Inc. (New York, NY)
- …training on compliance matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial risks while supporting the ... promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior Manager,… more
- Leviton (Melville, NY)
- …projects and supporting project teams in securing and maintaining product regulatory compliance. This individual will collaborate with virtually all departments ... generating and publishing meeting minutes with associated action items, etc. Regulatory : Collaborates closely with Engineering and Product Management to secure and… more