- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...colleagues to help them and their families achieve their financial , physical and mental well-being goals. Total Rewards at… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- Project Renewal, Inc. (New York, NY)
- …training on compliance matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial risks while supporting the ... promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior Manager,… more
- Leviton (Melville, NY)
- …projects and supporting project teams in securing and maintaining product regulatory compliance. This individual will collaborate with virtually all departments ... generating and publishing meeting minutes with associated action items, etc. Regulatory : Collaborates closely with Engineering and Product Management to secure and… more
- TD Bank (New York, NY)
- …most impactful manner possible. The WMP will be accountable for delivering strong financial results and growing market share while building upon TD's risk, control ... possible. The WMP will be accountable for delivering strong financial results and growing market share while building upon...knowledgeable of all OCC, FRB, SEC, FINRA and state regulatory requirements as they pertain to US Wealth activities… more
- Bank of America (New York, NY)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- TD Bank (New York, NY)
- …direction. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V) including ... The individual will lead and coordinate compliance-related initiatives, manage regulatory exams, and collaborate cross-functionally to support business partners.… more
- TD Bank (New York, NY)
- …by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise ... of the following + Risk Management + Governance and Control 1B + Regulatory Compliance Management + Risk and Control Assessments + Control Testing **Customer… more
- WMCHealth (Valhalla, NY)
- …Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the 340B Program across all WMCHealth entities. This ... ensuring proper utilization of the 340B program and compliance with all regulatory requirements in conjunction with the 340B Program Manager. + Maintain current… more
- Raymond James Financial, Inc. (New York, NY)
- …the technology, platforms, data and analytics of RJF Risk Management across all financial and non- financial risk stripes. Drive development of critical analytics ... + Establish RJF Risk's systems and data solutions to align with changing regulatory and business environments in an effort to minimize the firm's risk exposure… more