- Gateway Hudson Valley (Beacon, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more
- Mizuho Corporate Bank (New York, NY)
- …for OTC/Derivatives cases and ensuring they are fulfilled specifically Mizuho's KYC, Regulatory , Credit, and Legal processes in a timely and accurate manner Major ... Office to fulfill onboarding requests with all pertinent, available KYC, Tax, Regulatory , Legal, and Credit information + Evaluate onboarding requests ahead of time… more
- Arc Allegany-Steuben (Bath, NY)
- …for the traditional services offered by the organization. JOB FUNCTIONS: Regulatory and Corporate Compliance * Ensure conformance with applicable regulations and ... and other plans are written in accordance with applicable regulatory and billing requirements. * Ensure all regulatory...Core Competencies and Agency I HEART philosophy and practices. Financial Management * Adhere to the program budget as… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President… more
- TD Bank (New York, NY)
- …of a new conflict management systems and tools, ensuring alignment with regulatory expectations and business needs. + Partner with technology teams and project ... legal and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict… more
- Gateway Hudson Valley (Beacon, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more
- Catholic Health Services (Melville, NY)
- …opportunities for improvement from both internal and external sources including regulatory agencies. Responsibilities include but not limited to: Receives, manages ... provides clinical reviews and/or submissions as required by contractual or regulatory requirements. Researches initial denial, identifying reason for the denial and… more
- JPMorgan Chase (New York, NY)
- …broader Liquidity Risk Infrastructure team and providing specific requirements for new regulatory reporting or changes to existing regulatory reporting + Lead ... and participate in ad-hoc projects for senior management on regulatory initiatives + Respond to ad hoc regulatory...skills** + Bachelors' degree required + 7-9 years of financial industry experience (focus on one or more of… more
- TD Bank (New York, NY)
- …Experience working with data analysis and visualization tools. + Knowledge of regulatory and compliance requirements in the financial industry. + Results-driven ... + Participate in industry calls and collaborate with peers across other financial institutions. + Monitor the effectiveness of strategies, programs, and practices… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …drug substance and drug product ensuring compliance with relevant ICH and regulatory guidelines + Develop and implement stability study protocols and timelines, ... collection, storage conditions, and analytical testing, to support product development and regulatory submissions. + Author and review INDs, NDAs, and other … more