- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients ... in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth...time to time. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and… more
- Research Foundation CUNY (New York, NY)
- …staff and instructors, oversee supervision of clinical rotations and internships, financial and grant management, partner management, inventory and training supply ... and Program policies and practices. Ensure programs meet oversight standards from relevant regulatory bodies including NYS DOH BEMS, NHA, COAEMSP, AHA, or any others… more
- Neuberger Berman (New York, NY)
- …processes, governance structures, and risk management practices support both regulatory requirements and business objectives, while maintaining a focus on ... Dealer platforms and advisory/sales activities + Oversee the implementation of regulatory changes and strategic initiatives, ensuring that all process changes are… more
- Bausch + Lomb (Albany, NY)
- …departments (eg, R&D/Project Management, Clinical/Medical Affairs, Biometrics, Regulatory Affairs, Quality Assurance, Pharmacovigilance/GPSS and Drug/Device Safety, ... and vendors manage and monitor study related expenses to meet forecast. Regulatory Reports: + Provide Clinical Operations support in the timely coordination and… more
- The Estee Lauder Companies (New York, NY)
- …of Corp Secretary's office, including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and ... and pre-closing requirements *Support post-closing integration (intellectual property transfers, regulatory updates, resolution of matters from due diligence or that… more
- Shinda Management Corporation (Queens Village, NY)
- …Key Responsibilities + Legal:Responsible for maintaining the proper legal status of financial (rent) and tenancy status (current lease and /or recertifications) of ... Ensure new and renewal leases are followed in compliance with latest regulatory , insurance and best practice standards. + Ensure resident demographics including… more
- M&T Bank (Buffalo, NY)
- …problems, addressing and assisting in the investigation of employee and regulatory complaints, coaching managers and employees to achieve resolution of issues ... requirements and ramifications. Participate in the EEOC/Human Rights/Wage and Hour regulatory complaints and may represent the Bank at investigative conferences,… more
- KeyBank (NY)
- …Risk Management organization, this role plays a key part in ensuring regulatory compliance and effective risk management over all of the fiduciary activities ... monitoring reviews across fiduciary products, services, and processes. + Perform regulatory research and evaluate business controls to determine appropriate testing… more
- KeyBank (Buffalo, NY)
- …technology teams to ensure alignment with Key's Data Risk Management Framework, regulatory expectations, and industry best practices. The ideal candidate will have ... Risk Policy and Framework adherence and maturity monitoring + Participate in regulatory intelligence gathering and emerging risk identification + Assist with exam… more
- MTA (New York, NY)
- …hazards, and plays a critical role in ensuring MNR operations meet regulatory requirements related to exposure control. The role also implements strategic ... by reviewing procedures, training programs, and ensuring alignment with regulatory standards. Conduct qualitative and quantitative industrial hygiene assessments… more