- American Express (New York, NY)
- …of American Express's enterprise BCM program, including policy, regulatory compliance, third-party risk management, reporting, training, and exercises. ... Support quality assurance activities by monitoring adherence to policies, procedures, and regulatory requirements. + Contribute to internal and external audits and … more
- Citizens (New York, NY)
- …control inventory, inclusive of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First Line Risk Manager ... Principles: A solid understanding of various risk types (eg, operational, financial , compliance, reputational) and risk management methodologies, including COSO and… more
- American Express (New York, NY)
- …in the evaluation of CRA tooling and system enhancements. + Support regulatory , audit, and testing reviews related to the CRA process. **Minimum Qualifications:** ... years of experience in Compliance, Risk, Audit, or related field in financial services. + Foundational understanding of risk assessment principles, regulatory … more
- TD Bank (New York, NY)
- …position under FINRA. + Must be eligible for employment with a covered financial institution under the standards established by Regulation Z of the Truth in ... background check, credit report check, civil litigation search, and regulatory agency or self- regulatory organization enforcement action...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Citigroup (New York, NY)
- …transparent, and appropriately challenged across a range of internal and regulatory scenarios. This role encompasses the entire lifecycle-from risk identification ... stress testing (RST) frameworks. The role requires deep expertise in liquidity risk, financial markets, and stress testing methodology, as well as the ability to… more
- American Express (New York, NY)
- …that risk management activities are conducted in a manner compliant with regulatory requirements and expectations. The team aggregates and reports on key risk ... efficiently in accordance with the company policies and applicable regulatory requirements. **Essential Job Functions:** + Drive cross-functional collaboration with… more
- American Express (New York, NY)
- …Banking Services Organization was created to meet ongoing American Express Members' financial services needs beyond the card and build upon a broader Membership ... in accordance with our customer promises while meeting all regulatory obligations. The successful candidate will assist in the...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- East House Corporation (Rochester, NY)
- …manager to supervise recordkeeping within unit and ensures that documentation meets regulatory and funding requirements. + Assists manager to facilitate case reviews ... of the unit. Measurables + Successful recertification/audit/review of program by regulatory /funding agency + Chart audit results meet standards set by program/… more
- American Express (New York, NY)
- …and review topical risk information, including emerging trends, best practices, and regulatory updates relevant to each area of expertise, and support the day-to-day ... and procedures to align with changes in the business environment and regulatory landscape + Support sharing insights, better practices, themes, etc. across the… more