- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- American Express (New York, NY)
- … financial services industry. + Deep understanding of business processes, financial products, regulatory environments, and internal control frameworks. + ... backgrounds including internal controls, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Additionally, approximately… more
- TD Bank (New York, NY)
- …of TD Bank Group it has a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In addition, by its nature as a ... & Reconciliation Control teams to resolve issues. + Work collaboratively with Regulatory reporting team, Financial Operations teams to prioritize Regulatory… more
- New York Power Authority (White Plains, NY)
- …including identifying new project opportunities, and assessing feasibility of technical, financial , and regulatory aspects, and ensure alignment with NYPA's ... deliverables, monitoring task completion and determining the applicability of regulatory requirements and compliance activities. + Lead multi-functional project team… more
- MUFG (New York, NY)
- …of experience of internal audit and/or equivalent of experience with the financial services industry, related markets, and related regulatory agencies. + ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- TD Bank (New York, NY)
- …but not required + Knowledge of global financial institutions' operational, financial , sales and trading, and regulatory reporting activities and their ... obligations to applicable rules and regulations. + Working knowledge of financial industry regulatory landscape. + Excellent interpersonal, organizational,… more
- Bank of America (New York, NY)
- …to complete all activities. Decisions made will have significant impact to the firms Regulatory , Financial , Reputational and Operational risk to the Bank. On a ... are guided by a common purpose to help make financial lives better through the power of every connection....an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required… more
- Citigroup (Queens, NY)
- …such as loans, securities, deposits and derivatives, incorporating the understanding of regulatory reporting along with financial analysis in order to ... most efficient manner possible **Qualifications:** + Minimum 10+ years of financial analysis/reporting experience, preferably US Regulatory Reporting experience… more
- Wells Fargo (New York, NY)
- …work experience, training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more