- Wells Fargo (Philadelphia, PA)
- …relationships with customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and ... to the candidate upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for… more
- Wells Fargo (Philadelphia, PA)
- …+ 3+ years of management or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9, 10, and 63 ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- MUFG (Sand Hill, PA)
- …and regulatory guidance, including the evaluation of company-specific, industry, and regulatory risks + Utilize your strong financial modeling skills for ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- PNC (Pittsburgh, PA)
- …or participate in STEM OPT for this position. **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls over ... the financial and regulatory reporting processes. Responsible for running complex business performance, risk and operational analytics. May include the… more
- PNC (Pittsburgh, PA)
- …or participate in STEM OPT for this position. **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls over ... the financial and regulatory reporting processes. Responsible for running complex business performance, risk and operational analytics. May include the… more
- PNC (Pittsburgh, PA)
- …or participate in STEM OPT for this position. **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls over ... the financial and regulatory reporting processes. Responsible for running complex business performance, risk and operational analytics. May include the… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... discretion. Preferred Skills and Qualifications: *Human resources/employment law and regulatory knowledge, including experience with international HR compliance. *Ability… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Manuals, policies and procedures accurately reflect current laws, rules, other regulatory requirements and management intent. Coordinates regulatory examinations… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Manuals, policies and procedures accurately reflect current laws, rules, other regulatory requirements and management intent. Oversees regulatory examinations… more
- Wells Fargo (Allentown, PA)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more