- Wells Fargo (Wayne, PA)
- …to the candidate upon offer acceptance * Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- PNC (Pittsburgh, PA)
- …process ensuring the accuracy of reported results and provide expertise in all financial statement and regulatory reporting matters. The Senior Tax Accounting ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- Coinbase (Harrisburg, PA)
- …verbal. *Nice to haves:* * Familiarity with crypto, fintech, or broader financial regulatory issues. * Experience coordinating large-scale advocacy campaigns or ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- PNC (Pittsburgh, PA)
- …and oversee the FGO Financial framework program (SOX) Set Financial and Regulatory Framework Methodologies and Expectations, including Materiality Thresholds ... Knowledge, Internal Controls, Operational Risk, Organizational Governance, Process Management, Regulatory Environment - Financial Services, Standard Operating… more
- Coinbase (Harrisburg, PA)
- …privacy laws specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance, PSD2). * CIPP or similar ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and Trust & Risk to respond to privacy incidents, regulatory inquiries, law enforcement demands, and other information requests.… more
- PNC (PA)
- …Credit Analysis and Verification, Customer Experience Management., Effective Communications, Financial Engineering, Regulatory Environment - Financial ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... policies and procedures accurately reflect current laws, rules, other regulatory requirements and management intent. Independently challenges analyses, reviews and… more
- Cherry Bekaert (Harrisburg, PA)
- …audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory and business complexity continues ... practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance)** to join our team providing internal… more
- PNC (Pittsburgh, PA)
- …governance, policies, and oversight - Experience supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... the quality assurance and improvement program (QAIP), audit methodology, regulatory management, audit operations oversight and department-wide improvement initiatives.… more