- Moss Adams LLP (Dallas, TX)
- **Consulting Staff - Financial Institutions Regulatory Compliance & BSA** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a ... complex and interesting business challenges. **Introduction to the team** The Financial Services group provides regulatory compliance, internal audit,… more
- Deloitte (Austin, TX)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk ... industry consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs,… more
- Advancial (Dallas, TX)
- …company's affirmative action plan, please complete this form. **SUMMARY** The Regulatory Reporting Financial Specialist is responsible for compiling, analyzing, ... and reporting financial data to ensure compliance with regulatory requirements. This role will involve generating various regulatory reports as mandated by… more
- MUFG (Irving, TX)
- …and financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including: + Identification of responsive ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Moss Adams LLP (Houston, TX)
- ** Financial Institutions Consulting Senior- Regulatory Compliance** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a ... complex and interesting business challenges. **Introduction to the team** The Financial Services group provides regulatory compliance, internal audit,… more
- Deloitte (Dallas, TX)
- …creation of industry perspectives, lead generation materials, and proposals The Team Our Regulatory & Financial Risk offering supports clients' regulatory ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory , Risk...related field + 4+ years of experience in the financial services or consulting industry related to one or… more
- OneMain Financial (Irving, TX)
- …responsible for overseeing the timely and accurate preparation and filing of various financial regulatory reports on a monthly, quarterly, bi-annually and annual ... basis. This position will supervise the preparation of complex financial and regulatory reports data to ensure quality, accuracy, timeliness, and conformity with… more
- Wells Fargo (Irving, TX)
- …for Wells Fargo Regulatory Relations, the Enterprise Policy Office, Non- Financial Regulatory Reporting Governance, and the Office of Consumer Practices. ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- PNC (Dallas, TX)
- …other areas such as Finance. Needed Skills - Basic SQL querying skills - Financial Regulatory Reporting knowledge - Data analysis skills - Excellent written & ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- Coinbase (Austin, TX)
- …in finance, economics, or law (preferred). * Minimum of 4 + years of financial services regulatory experience, ideally focused on CFTC, SEC and/or prudential ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...in a fast-paced environment supporting a wide variety of regulatory advocacy and the development of new policy positions,… more