- Amentum (Fort Worth, TX)
- …the organization and with external auditors. + An expert understanding of financial operations, including regulatory and audited financial reporting, ... analyses. + Keep abreast of US GAAP, and other regulatory and technical guidance and regulations. + Establish, document...with the preparation and filing of quarterly and annual financial statements with the SEC in coordination with … more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... processes. + Ensures the business adheres to policies, procedures and regulatory standards. Independently resolves compliance issues and drives risk mitigation… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... validation campaigns; ensure alignment with privileged access management requirements and regulatory expectations. * Metrics & Analytics: Direct a team of analytics… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... as required attestations, continuity testing, impact analysis, responding to audit/ regulatory inquiries and complying with technology standards. PNC Employees take… more
- Texas Tech University (Lubbock, TX)
- …of 7 years of progressively responsible experience in audit, enterprise risk management, financial controls, or regulatory oversight-with at least 3 years of ... Internal Auditing Standards, generally accepted government auditing standards, and other regulatory requirements. * Prepares and submits required reports to the… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... of PII across systems (ADLs) -Ensure continued alignment to regulatory /industry/business changes Execution-focused Responsibilities: -Run Stand Up Meeting for crew… more
- PNC (Farmers Branch, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... * Experience building solutions with model governance, risk management, and regulatory adherence at top of mind * Substantial experience implementing production… more
- PNC (Farmers Branch, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Capital Management, Compliance Requirements, Documentations, Due Diligence, Loan Documentation, Regulatory Compliance, Risk Mitigation Strategies **Competencies** Accuracy and Attention… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... as required attestations, continuity testing, impact analysis, responding to audit/ regulatory inquiries and complying with technology standards. Skills: windows… more
- Wells Fargo (Dallas, TX)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... in leading various analytics including identifying new data sources, statistics, and financial valuation work within CSBB. In addition, the candidate will play an… more