- Wells Fargo (Irving, TX)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... banking activities that support account reconciliation, state and federal regulatory compliance, account maintenance and transaction clearing. CSBB Operations' focus… more
- PNC (San Antonio, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... the sales efforts of the business through the introduction and expansion of financial services to the client. + Executes risk management practices through the… more
- Grant Thornton (Dallas, TX)
- …them better understand their businesses. Continually inform clients about accounting, financial and regulatory developments that may affect their businesses. ... from start to finish, which includes planning, executing, directing, and completing financial audits and managing to budget. + Supervise, train, and mentor… more
- Grant Thornton (Houston, TX)
- …clients about engagement expectations, as well as informing them about accounting, financial and regulatory developments that may affect their organization + ... processes, business objectives, and risks, and apply that knowledge to enhance the financial statement audit - all with the resources, environment and support to… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... business and client initiatives * Experience working in banking fintech, or other financial services industry * Experience working with risk and controls, change and… more
- OneMain Financial (Irving, TX)
- …file accurate various SEC Forms (primarily 10-Ks, 10-Qs, and 8-Ks), audited financial statements and regulatory reporting by established deadlines. + Updating ... We are seeking a qualified candidate to join our Financial Reporting group as a **Senior Accountant - SEC...This role will be responsible for a range of financial reporting activities, including analysis, research, monitoring, and other… more
- Wells Fargo (Dallas, TX)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... role will educate and consult with Wells Fargo Investment Professionals ( Financial Advisors, Portfolio Managers, Investment Strategists) and their clients on the… more
- Bank of America (Dallas, TX)
- …& Acumen + Financial Crimes Risk Programs + Credible Challenge + Regulatory Knowledge + High Risk Activities & Typologies + Data Analysis, Interpretation & ... Global Financial Crime Executive - Financial Intelligence...risk practices consistent with applicable laws, rules, regulations and regulatory guidance. The GFC Executive I serves as a… more
- Medtronic (San Antonio, TX)
- …this role you will be overseeing daily production to ensure operational effectiveness, financial and regulatory compliance and world class customer service. You ... maintain insurance guidelines to achieve revenue goals. Ensure all compliance and regulatory measures are being strictly adhered to, and deliver quality and timely… more
- Wells Fargo (Irving, TX)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... Wells Fargo is seeking a Business Execution Associate to support both our Regulatory Support and Contract Management teams in Merchant Services. **In this role, you… more