- Wells Fargo (Irving, TX)
- …(eg, financial services, healthcare, energy). + Proven experience leading regulatory change initiatives and cross-functional teams. + Strong understanding of ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Santander US (Dallas, TX)
- …Business, Finance, or equivalent field. - Preferred. 9+ Years Compliance, Legal, Regulatory , or Financial Services. - Required. + Experience conducting testing, ... and creating testing scripts) and reporting on compliance testing reviews and regulatory issue validation activities in the Financial Services space. +… more
- Charles Schwab (Westlake, TX)
- …of finance and knowledge of liquidity risk management at a broker dealer. + Regulatory financial reporting, and experience in treasury management and oversight + ... bank and broker-dealers. We monitor and ensure adherence to regulatory ratios including the Liquidity Coverage Ratio (LCR) and...Experienced with financial systems and financial data + Hands-on… more
- MUFG (Irving, TX)
- …our financial crime detection systems are optimized, compliant with regulatory expectations, and aligned with our enterprise risk framework. As a strategic ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Texas Health Resources (Arlington, TX)
- …**Summary** This position works directly with the Vice President - External Financial & Regulatory Reporting in setting system-wide internal and external ... **Manager Financial Reporting and Standards** _Are you looking for...reporting standards and creates system-wide templates/reports, including dashboards, internal financial reports and external financial reports in… more
- ManpowerGroup (Irving, TX)
- …in place and ensure compliance with GAAP and applicable federal, state, and local regulatory laws and rules for financial and tax reporting. Design and ... tools such as Power BI. + Special projects as assigned. + Managing financial compliance/ regulatory reporting **Qualifications and Requirements** : + 5 + years… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...(KYC) Professional II is responsible for satisfying the Bank's regulatory obligations as well as ensuring adherence to all… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more