- MUFG (Irving, TX)
- …focusing on financial crimes controls related to audit and testing, regulatory exams and issues management. The ideal candidate will apply practical risk ... including senior sanctions managers, senior executives, GFCD functional roles, regional financial crimes offices (RFCOs), Global Internal Audit, Regulatory … more
- Elior North America (Houston, TX)
- …identify system gaps and drive continuous improvement. + Ensure compliance with regulatory and financial reporting requirements. + Provide end-user support, ... **Elior Corporate** **Brand:** **Elior North America Corporate** **State:** **Texas (US-TX)** ** Financial Systems Support Lead (ERP Product Owner)** **The Role at a… more
- USAA (Plano, TX)
- …the effectiveness with such audits and participates in researching and resolving financial , operational, or regulatory problems identified. + Monitors and ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- MUFG (Irving, TX)
- …+ Willingness to embrace change and thrive within a rapidly-evolving sanctions regulatory framework. + Experience working with financial industry regulators. The ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Wells Fargo (Bee Cave, TX)
- …work experience, training, military experience, education. + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- MUFG (Irving, TX)
- …related experience with specific emphasis on BSA/AML and/or fraud prevention at a financial institution, regulatory or law enforcement agency. + Minimum 3+ years ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- PNC (TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... supporting the Risk, Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work may be performed from… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Wells Fargo (Rowlett, TX)
- …relationships with customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and ... to the candidate upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for… more